Mark E. Simpson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Eugene Simpson, CFP® was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2005. Mark had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1993
Experience
January 5, 2006 - January 17, 2014
ECM ADVISORS INC
November 17, 2005 - January 17, 2014
ECM SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ECM ADVISORS INC
CRD#: 110795 / SEC#: 801-23610
Contact information
Red Flags
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