Joseph N. Cardinale
Professional summary
Joseph Nathan Cardinale is a registered financial professional currently at CASEY SECURITIES LLC located in Greenbrae, California.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 3 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Nathan Cardinale's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2024 - Present
CASEY SECURITIES LLC
Office #1: 100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904January 3, 2022 - January 12, 2022
CASEY SECURITIES LLC
August 11, 2021 - April 25, 2024
RFA SECURITIES LLC
August 14, 2013 - January 12, 2016
NEW ALBION PARTNERS LLC
June 5, 2008 - October 30, 2021
CASEY SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamBOX Exchange LLC
FINRA
MIAX Sapphire
Current Firm
CASEY SECURITIES LLC
CRD#: 35230 / SEC#: , 8-21205
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
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Company Information
CASEY SECURITIES LLC
CRD#: 35230Greenbrae, CA 94904TRUST BUT VERIFY
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