BK
Brian J. Kopp
CANOPY WEALTH MANAGEMENT
Middleton, WI 53562
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CRD#: 5056514
BK
Professional summary
Brian James Kopp is a registered financial advisor currently at CANOPY WEALTH MANAGEMENT located in Middleton, Wisconsin.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brian has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM CURRENTLY ENGAGED IN A LLC PARTNERSHIP WITH MY BROTHER RENTING OUT MY DECEASED UNCLE'S HOUSE SINCE WE WERE UNABLE TO SELL IT. THE NAME OF THE BUSINESS IS JAMES HOEHL REAL ESTATE RENTAL LLC. THE BUSINESS IS NOT INVESTMENT RELATED, THE ADDRESS IS 604 S. POLK STREET, LANCASTER WISCONSIN 53813. THE NATURE OF THE BUSINESS IS RENTAL REAL ESTATE. MY POSITION IS ONE OF THE PARTNERS WITH THE OTHER BEING MY BROTHER JASON D. KOPP. THE START DATE OF THE BUSINESS WAS ON THE DATE OF THE EXPIRING CONTRACT TO SELL THE PROPERTY WITH THE REAL ESTATE AGENT 11/09. I WORK APPROXIMATELY 5 TO 10 HOURS A MONTH ON THE BUSINESS WITH ZERO HOURS PER MONTH DURING SECURITIES TRADING HOURS. MY DUTIES ARE SPLIT WITH MY BROTHER JASON BUT CONSIST OF MAINTAINING THE PROPERTY, RECORD KEEPING, AND MONITORING OF THE TENANTS THAT LIVE IN THE DWELLING. WE HAVE NOT RECEIVED ANY COMPENSATION FROM THE LLC. Coachlight LLC - real estate investments, rental property. Owner with 6 other individuals. Start date: Feb 2017. Address: Pleasant Ridge Trail Madison WI. Real estate investment related. 3 hrs/day with no time during trading hours.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2022 - Present
CANOPY WEALTH MANAGEMENT
Office #1: 8215 Greenway Boulevard Suite 540, Middleton, WI 53562RIA
CRD#: 297717
Middleton, WI
Past
June 1, 2010 - February 4, 2022
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
MADISON, WI
Past
September 25, 2009 - February 4, 2022
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
MADISON, WI
Past
September 1, 2006 - September 21, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MIDDLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CANOPY WEALTH MANAGEMENT
CANOPY WEALTH MANAGEMENT | ERN FINANCIAL, LLC
CRD#: 297717 / SEC#: 801-113774
RIA
Registered Investment Advisory firm - (8/2/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/12/2024)
IAR
Wisconsin(1/13/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
CANOPY WEALTH MANAGEMENT
CANOPY WEALTH MANAGEMENT | ERN FINANCIAL, LLC
CRD#: 297717 / SEC#: 801-113774
RIA
Registered Investment Advisory firm - (8/2/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8215 Greenway Boulevard Suite 540, Middleton, WI 53562
Mailing Address
Phone number
(608) 662-9018
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,059 |
| AUM (Assets Under Management) | $ 1,474,786,629 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 10/28/2024 | ||
| 01/26/2024 | ||
| 01/03/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CANOPY WEALTH MANAGEMENT
CRD#: 297717Middleton, WI 53562TRUST BUT VERIFY
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