Jeffrey W. Speers

RISE FINANCIAL PARTNERS

Sarasota, FL

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CRD#: 5056495

Professional summary

Jeffrey William Speers is a registered financial advisor currently at RISE FINANCIAL PARTNERS located in Sarasota, Florida.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jeffrey has worked at 5 firms and has passed the Series 65, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Speers Financial; yes; 5824 Bee Ridge Rd #318 Sarasota, FL 34233; Financial Consulting; President/Insurance Agent; An insurance agency, license #L100710, appointed in the state of Florida and offers fixed insurance products; administrative consulting to small businesses as well as receives payouts for investment advisory services through Rise Financial Partners LLC; 99 hours per month; started 3/2015.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey William Speers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2023 - Present

RISE FINANCIAL PARTNERS

RIA

CRD#: 305637

Sarasota, FL

Past

April 12, 2023 - June 14, 2023

WR WEALTH PLANNERS LLC

RIA

CRD#: 306951

SARASOTA, FL

Past

December 8, 2021 - May 22, 2023

WEALTH PLANNING AND DESIGN LLC

RIA

CRD#: 281982

SARASOTA, FL

Past

July 9, 2019 - December 12, 2019

WEALTH PLANNING AND DESIGN LLC

RIA

CRD#: 281982

SARASOTA, FL

Past

December 5, 2018 - June 11, 2019

LEGACY FINANCIAL ADVISORS, INC.

RIA

CRD#: 158675

SARASOTA, FL

Past

March 6, 2006 - September 8, 2017

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

FORT MYERS, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 9/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/13/2006

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/22/2013

Investment Company Products/Variable Contracts Principal Examination

Current Firm

RISE FINANCIAL PARTNERS

RISE FINANCIAL PARTNERS | RISE FINANCIAL PARTNERS LLC

CRD#: 305637 / SEC#:

Florida

Registered Investment Advisory firm - (3/16/2021 Approved)

Illinois

Registered Investment Advisory firm - (4/11/2024 Approved)

Michigan

Registered Investment Advisory firm - (11/12/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/31/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

St Petersburg, FL

Mailing Address

Phone number

(941) 961-8555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	297
AUM (Assets Under Management)	$ 43,097,403

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey W. Speers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey William Speers's CRS (Customer Relationship Summary).

Certified licenses

Experience

RISE FINANCIAL PARTNERS

WR WEALTH PLANNERS LLC

WEALTH PLANNING AND DESIGN LLC

WEALTH PLANNING AND DESIGN LLC

LEGACY FINANCIAL ADVISORS, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/2018

SIE

Date: 9/8/2017

Series 6

Date: 2/13/2006

Series 26

Date: 5/22/2013

Current Firm

RISE FINANCIAL PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RISE FINANCIAL PARTNERS

TRUST BUT VERIFY

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