Mark J. Newfield

JOURNEY STRATEGIC WEALTH LLC

Richmond, VA 23226

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CRD#: 5056454

Professional summary

Mark Julian Newfield, CFP® is a registered financial advisor currently at JOURNEY STRATEGIC WEALTH LLC located in Richmond, Virginia.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mark has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 9/24/2020 - VCU SCHOOL OF BUSINESS FOUNDATION - Not Investment Related - Snead Hall, VCU 301 W Main Street Richmond VA 23284 - Member of Grants Committee - Started 1/1/2018 - 4 Hours Per Month. 2. Partner in EXIT TIME ADVISORS. Advises financial advisers regarding exit strategies. Started 2024 - 8 Hours Per Week. Compensation $600/hr.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Julian Newfield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

September 30, 2022 - Present

JOURNEY STRATEGIC WEALTH LLC

Office #1: 7275 Glen Forest Drive Suite 206, Richmond, VA 23226

RIA

CRD#: 310648

Richmond, VA

Past

June 1, 2022 - October 11, 2022

ONEPOINT BFG WEALTH PARTNERS

RIA

CRD#: 318366

Richmond, VA

Past

September 24, 2020 - July 20, 2022

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

Richmond, VA

Past

September 24, 2020 - October 14, 2022

LPL FINANCIAL LLC

CRD#: 6413

RICHMOND, VA

Past

March 14, 2007 - September 8, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

RICHMOND, VA

Past

January 13, 2006 - September 24, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOURNEY STRATEGIC WEALTH LLC

JOURNEY STRATEGIC WEALTH LLC | MDL WEALTH MANAGEMENT

CRD#: 310648 / SEC#: 801-119925

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/24/2024)

IAR

Colorado
(4/4/2025)

IAR

Florida
(3/6/2025)

IAR

Georgia
(1/24/2025)

IAR

Louisiana
(7/14/2025)

IAR

North Carolina
(12/24/2024)

IAR

South Carolina
(1/6/2025)

IAR

Texas
(12/24/2024)

IAR

Virginia
(9/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/23/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/2006

General Securities Representative Examination

Current Firm

JOURNEY STRATEGIC WEALTH LLC

JOURNEY STRATEGIC WEALTH LLC | MDL WEALTH MANAGEMENT

CRD#: 310648 / SEC#: 801-119925

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

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Contact information

Main Address

47 Maple Street Suite 104, Summit, NJ 07901

Mailing Address

Phone number

(201) 905-0070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOURNEY STRATEGIC WEALTH, LLC DISCLOSURE BROCHURE & PRIVACY POLICY (9/10/2025)

Regulatory assets under management

Total Number of Accounts	3,304
AUM (Assets Under Management)	$ 3,764,311,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark J. Newfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Julian Newfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONEPOINT BFG WEALTH PARTNERS

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

JOURNEY STRATEGIC WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/23/2006

SIE

Date: 10/1/2018

Series 7

Date: 1/12/2006

Current Firm

JOURNEY STRATEGIC WEALTH LLC

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOURNEY STRATEGIC WEALTH LLC

TRUST BUT VERIFY

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