Joseph A. Metcalf

VESTIA PERSONAL WEALTH ADVISORS

ST LOUIS, MO

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CRD#: 5056429

Professional summary

Joseph A Metcalf is a registered financial advisor currently at VESTIA PERSONAL WEALTH ADVISORS located in St Louis, Missouri.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Joseph has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Integration Strategies Group LLC, not investment related, 11/1/2019 start date, 15-20 hours per month. My duties are consulting on technology and software integration

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph A Metcalf's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2020 - Present

VESTIA PERSONAL WEALTH ADVISORS

RIA

CRD#: 290565

ST LOUIS, MO

Past

September 4, 2019 - October 15, 2019

MOSAIC FAMILY WEALTH, LLC

RIA

CRD#: 170923

ST. LOUIS, MO

Past

April 14, 2017 - May 22, 2019

BUCKINGHAM STRATEGIC WEALTH, LLC

RIA

CRD#: 143323

ST LOUIS, MO

Past

December 13, 2007 - April 3, 2017

EDWARD JONES

RIA

CRD#: 250

ST. LOUIS, MO

Past

November 1, 2007 - April 3, 2017

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VESTIA PERSONAL WEALTH ADVISORS

CRD#: 290565 / SEC#: 801-112175

RIA

Registered Investment Advisory firm - (12/13/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(6/4/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/31/2007

General Securities Representative Examination

Current Firm

VESTIA PERSONAL WEALTH ADVISORS

CRD#: 290565 / SEC#: 801-112175

RIA

Registered Investment Advisory firm - (12/13/2017 Approved)

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Contact information

Main Address

9121 Illinois Road Suite 51, Fort Wayne, IN 46804

Mailing Address

Phone number

(877) 669-1126

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VESTIA PERSONAL WEALTH ADVISORS FORM ADV PART 2A - 20190530 (3/28/2025)

VESTIA RETIREMENT CONSULTANTS FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,829
AUM (Assets Under Management)	$ 827,349,846

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
10/30/2024	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph A. Metcalf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph A Metcalf's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOSAIC FAMILY WEALTH, LLC

BUCKINGHAM STRATEGIC WEALTH, LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

VESTIA PERSONAL WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2007

SIE

Date: 4/3/2017

Series 7

Date: 10/31/2007

Current Firm

VESTIA PERSONAL WEALTH ADVISORS

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VESTIA PERSONAL WEALTH ADVISORS

TRUST BUT VERIFY

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