Ryan M. Weiss

BALLAST WEALTH LLC

Birmingham, AL

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CRD#: 5056168

Professional summary

Ryan M Weiss, who also goes by Ryan Michael Weiss, is a registered financial advisor currently at BALLAST WEALTH LLC located in Birmingham, Alabama.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Ryan has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Michael Weiss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Partner of Wei(ss), LLC & Three Axis Capital, LLC. Both are real estate investments that take up less than 1 hour per month. Work is not done during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan M Weiss's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2022 - Present

BALLAST WEALTH LLC

RIA

CRD#: 318991

Birmingham, AL

Past

September 7, 2015 - March 18, 2022

GREYBOX INVESTMENTS

RIA

CRD#: 174077

BIRMINGHAM, AL

Past

October 10, 2014 - September 2, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

HOOVER, AL

Past

October 10, 2014 - September 2, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

HOOVER, AL

Past

November 16, 2010 - June 11, 2014

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

BIRMINGHAM, AL

Past

October 21, 2009 - June 11, 2014

STERNE, AGEE & LEACH, INC.

CRD#: 791

BIRMINGHAM, AL

Past

August 14, 2007 - April 2, 2009

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

BIRMINGHAM, AL

Past

August 14, 2007 - April 2, 2009

STERNE, AGEE & LEACH, INC.

CRD#: 791

BIRMINGHAM, AL

Past

May 21, 2007 - August 8, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BIRMINGHAM, AL

Past

May 4, 2007 - August 8, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

BIRMINGHAM, AL

Past

February 2, 2007 - April 9, 2007

NBC SECURITIES, INC.

CRD#: 17870

BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(3/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/18/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/6/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/31/2007

General Securities Representative Examination

Current Firm

BALLAST WEALTH LLC

CRD#: 318991 / SEC#:

Alabama

Registered Investment Advisory firm - (3/24/2022 Approved)

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Contact information

Main Address

Birmingham, AL

Mailing Address

Phone number

(205) 789-5003

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	135
AUM (Assets Under Management)	$ 40,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan M. Weiss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan M Weiss's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREYBOX INVESTMENTS

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

INTL ADVISORY CONSULTANTS INC.

STERNE, AGEE & LEACH, INC.

INTL ADVISORY CONSULTANTS INC.

STERNE, AGEE & LEACH, INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

NBC SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/18/2007

SIE

Date: 9/2/2015

Series 31

Date: 6/6/2007

Series 7

Date: 1/31/2007

Current Firm

BALLAST WEALTH LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BALLAST WEALTH LLC

TRUST BUT VERIFY

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