Marc A. Luciani

DUMONT & BLAKE INVESTMENT ADVISORS LLC

Princeton, NJ 08540

Some features on this profile are disabled

CRD#: 5054754

Professional summary

Marc Andrew Luciani, AIF®, who also goes by Marc A Luciani, is a registered financial advisor currently at DUMONT & BLAKE INVESTMENT ADVISORS LLC located in Princeton, New Jersey.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Marc has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marc A Luciani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Potential Inc.; 170 Pheasent Run Newtown PA 18940; Potential is a school for children who have autism; Board Member; To put the board in touch with my personal connections.; affiliation started 09/23/2015; 10 hours per month; During securities trading hours; not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Andrew Luciani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 16, 2022 - Present

DUMONT & BLAKE INVESTMENT ADVISORS LLC

Office #1: 731 Alexander Road Suite 301, Princeton, NJ 08540

RIA

CRD#: 109318

Princeton, NJ

Past

August 24, 2018 - December 23, 2021

COVERED BRIDGE ADVISORS, LLC

RIA

CRD#: 291598

YARDLEY, PA

Past

October 4, 2017 - July 31, 2018

VESTGEN INVESTMENT MANAGEMENT

RIA

CRD#: 118851

YARDLEY, PA

Past

September 26, 2016 - October 5, 2017

CFWP SECURITIES, LLC

CRD#: 170228

NEW YORK, NY

Past

September 19, 2016 - October 5, 2017

CANTOR FITZGERALD WEALTH PARTNERS, LLC

RIA

CRD#: 167479

Yardley, PA

Past

June 2, 2015 - October 21, 2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

YARDLEY, PA

Past

June 1, 2015 - October 21, 2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

YARDLEY, PA

Past

February 27, 2015 - May 19, 2015

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

PRINCETON, NJ

Past

February 12, 2015 - May 18, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PRINCETON, NJ

Past

February 6, 2014 - February 26, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEWTOWN, PA

Past

February 5, 2014 - February 26, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEWTOWN, PA

Past

March 13, 2012 - January 31, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

March 12, 2012 - January 31, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

Past

September 3, 2010 - October 14, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PRINCETON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUMONT & BLAKE INVESTMENT ADVISORS LLC

CRD#: 109318 / SEC#: 801-56824

RIA

Registered Investment Advisory firm - (9/3/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/27/2022)

IAR

New Jersey
(10/31/2022)

IAR

Pennsylvania
(3/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/2/2010

General Securities Representative Examination

Current Firm

DUMONT & BLAKE INVESTMENT ADVISORS LLC

CRD#: 109318 / SEC#: 801-56824

RIA

Registered Investment Advisory firm - (9/3/1999 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

731 Alexander Road Suite 301, Princeton, NJ 08540

Mailing Address

Phone number

(609) 514-1899

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2B - DBIA - MARCH 27, 2025 (4/1/2025)

FORM ADV, PART 2A - DBIA - MARCH 27, 2025 (4/1/2025)

Regulatory assets under management

Total Number of Accounts	868
AUM (Assets Under Management)	$ 540,831,763

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/19/2025	Cover Page	Report
04/23/2024	Cover Page	Report
04/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

IAR

East Brunswick, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marc A. Luciani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Andrew Luciani's CRS (Customer Relationship Summary).

Certified licenses

Experience

COVERED BRIDGE ADVISORS, LLC

VESTGEN INVESTMENT MANAGEMENT

CFWP SECURITIES, LLC

CANTOR FITZGERALD WEALTH PARTNERS, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

DUMONT & BLAKE INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/2011

SIE

Date: 10/5/2017

Series 7

Date: 9/2/2010

Current Firm

DUMONT & BLAKE INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DUMONT & BLAKE INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors