Gretchen M. Brunner
Professional summary
Gretchen M Brunner, CFP® is a registered financial advisor currently at COMPASS located in Fairfield, Connecticut and GRADIENT SECURITIES, LLC located in Fairfield, Connecticut.
Gretchen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Gretchen has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gretchen M Brunner's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Experience
June 28, 2011 - Present
COMPASS
Office #1: 33 Miller Street, Fairfield, CT 06824July 5, 2011 - Present
GRADIENT SECURITIES, LLC
Office #1: 33 Miller Street, Fairfield, CT 06824January 8, 2008 - June 27, 2011
AVANTAX ADVISORY SERVICES
September 21, 2006 - June 27, 2011
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2016)
(6/28/2011)
(7/11/2011)
(9/9/2015)
(8/30/2022)
(6/17/2016)
(10/6/2015)
(7/5/2011)
(3/12/2021)
(1/2/2014)
(9/11/2023)
Exams
FINRA
Current Firm
COMPASS
CRD#: 158280 / SEC#: 801-72511
Contact information
Regulatory assets under management
| Total Number of Accounts | 126 |
| AUM (Assets Under Management) | $ 40,099,900 |
Red Flags
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