Paul A. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Arthur Johnson, CFP® was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2005. Paul had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2008
Experience
May 10, 2011 - September 30, 2011
VISION INVESTMENT SERVICES, INC.
April 29, 2011 - February 9, 2021
NORTHERN TRUST SECURITIES, INC.
May 7, 2009 - March 31, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 6, 2009 - March 31, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 4, 2006 - May 28, 2009
CITIGROUP GLOBAL MARKETS INC.
December 19, 2005 - May 28, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
VISION INVESTMENT SERVICES, INC.
CRD#: 46609 / SEC#: , 8-51489
Contact information
Documents
Direct owners and executive officers
Red Flags
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