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JB

Jennifer A. Baldwin

Some features on this profile are disabled
CRD#: 5054184
JB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jennifer Ann Baldwin, who also goes by Jennifer Ann Baldwin, Jennifer Ann Dekker, Jennifer Ann Hays, was a registered financial professional .

Jennifer is a previously registered financial professional and started their career in finance in 2005. Jennifer had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jennifer Ann Baldwin | Jennifer Ann Dekker | Jennifer Ann Hays

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AIRBNB POSITION: Independent Contractor NATURE: As a homeowner, we utilize the online portal of Airbnb to rent space in our home. None of this is investment related, but rather supplemental income. I will be moving my permanent residence in the upcoming months and resuming Airbnb activities at my new residence in the new year. (I had a previous approved OBA for Airbnb where I currently reside.) INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: N69W33450 Reynolds Dr, Oconomowoc WI 53066, United States DESCRIPTION: Hosting space in my own home includes minimal responsibility other than standard housekeeping duties: laundry and cleaning. My interaction with guests is very minimal other than to be available to answer questions about the space and local area. UPDATE 7/17/23--Terminate EPICURE OBA: Jennifer never ended up selling for EPICURE or engaging in this OBA EPICURE POSITION: Sales Rep NATURE: Epicure is an MLM that sells allergen friendly recipe aids and kitchen tools for quick meal prep for busy families. I utilize this product and would like to sign up to represent it amongst close family and friends that would benefit from the product as I have. This would include networking within my own sphere of influence, with business being conducted on weekends and non-business hours. There would be no conflict with my existing role at Allspring. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2022 ADDRESS: 26 S Rio Grande St, Suite 2072, Salt Lake City UT 84101, United States DESCRIPTION: Online networking with existing friends and family sharing recipes and easy time saving hacks for meal time. Entering orders into online portal for sales.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 22, 2016 - January 31, 2024

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
Menomonee Falls, WI
Past

January 30, 2008 - December 31, 2014

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
MENOMONEE FALLS, WI
Past

December 2, 2005 - January 31, 2024

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
MENOMONEE FALLS, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/28/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/9/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/1/2005
General Securities Representative Examination

Current Firm

AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)
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Contact information

Main Address
1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
Mailing Address
Phone number
(833) 568-4255
Established
Firm type
Fiscal year end
# of Employees
519

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFM MARCH 24, 2025 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts12,065
AUM (Assets Under Management)$ 318,037,012,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSPRING FUNDS MANAGEMENT, LLC

CRD#: 110841

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