Jocelyn Degroote

NEWPORT CAPITAL GROUP

Red Bank, NJ 07701

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CRD#: 5054086

Professional summary

Jocelyn Degroote, CFP®, who also goes by Jocelyn D Degroote, Jocelyn D Degroote-venables, is a registered financial advisor currently at NEWPORT CAPITAL GROUP, LLC located in Red Bank, New Jersey and NCG SECURITIES LLC located in Red Bank, New Jersey.

Jocelyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jocelyn has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jocelyn D Degroote | Jocelyn D Degroote-Venables

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jocelyn Degroote's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

August 27, 2014 - Present

NEWPORT CAPITAL GROUP, LLC

Office #1: 12 Broad Street 5th Floor, Red Bank, NJ, 07701

RIA

CRD#: 144442

Red Bank, NJ

Current

February 3, 2015 - Present

NCG SECURITIES LLC

Office #1: 12 Broad Street 5th Floor, Red Bank, NJ, 07701

CRD#: 160481

Red Bank, NJ

Past

December 21, 2012 - June 28, 2013

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

BRICK, NJ

Past

December 21, 2012 - June 28, 2013

SANTANDER SECURITIES LLC

CRD#: 41791

BRICK, NJ

Past

August 27, 2010 - July 27, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

August 27, 2010 - July 27, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 24, 2008 - April 6, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

November 24, 2008 - April 6, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 12, 2007 - November 19, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

March 6, 2007 - November 19, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEWPORT CAPITAL GROUP, LLC

CRD#: 144442 / SEC#: 801-68323

RIA

Registered Investment Advisory firm - (9/18/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New Jersey
(8/27/2014)

New Jersey
(2/3/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/5/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NEWPORT CAPITAL GROUP, LLC

CRD#: 144442 / SEC#: 801-68323

RIA

Registered Investment Advisory firm - (9/18/2007 Approved)

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Contact information

Main Address

12 Broad Street 5th Floor, Red Bank, NJ, 07701

Mailing Address

Phone number

(732) 741-8400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/20/2026)

Regulatory assets under management

Total Number of Accounts	414
AUM (Assets Under Management)	$ 1,280,731,315

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jocelyn Degroote

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jocelyn Degroote's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWPORT CAPITAL GROUP, LLC

NCG SECURITIES LLC

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

NEWPORT CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2007

SIE

Date: 10/1/2018

Series 7

Date: 3/5/2007

FINRA

Current Firm

NEWPORT CAPITAL GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEWPORT CAPITAL GROUP, LLC

TRUST BUT VERIFY

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