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JL

Jeffrey Scott Lamkin

CRD# 5053890·Registered 2009 - 2018
Previously Registered: Being a previously registered professional could mean that Jeffrey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jeffrey Scott Lamkin was a registered financial advisor. Jeffrey was a previously registered financial professional and started their career in finance 2009 - 2018. Jeffrey had worked at 4 firms and has passed the SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

CMT TRADING LLC·CRD# 169286
BD
Chicago, IL
March 17, 2017 - May 7, 2018
ARXIS SECURITIES LLC·CRD# 172506
BD
New York, NY
November 10, 2015 - March 1, 2017
BLUEFIN CAPITAL MANAGEMENT, LLC·CRD# 113892
BD
New York, NY
June 17, 2014 - August 13, 2015
WALLACHBETH CAPITAL LLC·CRD# 147853
BD
Boca Raton, FL
November 20, 2009 - November 15, 2010

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Current Firm

CT
CMT TRADING LLC

CMT TRADING LLC

CRD#: 169286 / SEC#: 8-69362
BD
Terminated by SEC on 05/03/2021

Contact Information

Established

Delaware since 09/05/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CMT EQUITY HOLDINGS LLCSHAREHOLDER—
FEIGEL, CHAD ALLANCEO, CFO, CCO6148902
SLOAN, JACQUELINE LEEFINOP2717305

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed May 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2014About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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