Pamela G. Kloos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Gale Kloos, who also goes by Pam Kloos, Pam Lubinus-kloos, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 2005. Pamela had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2010 - December 21, 2012
J.P. TURNER & COMPANY, L.L.C.
October 22, 2009 - November 1, 2010
WORKMAN SECURITIES CORPORATION
April 2, 2008 - September 30, 2009
UNITED EQUITY SECURITIES, LLC
March 28, 2007 - March 24, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 8, 2005 - March 26, 2007
FIRST FOUNDERS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
