JM
Jason M. Main
MDRN CAPITAL
Rockford, MI
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CRD#: 5053640
JM
Professional summary
Jason Mearl Main is a registered financial advisor currently at MDRN CAPITAL located in Rockford, Michigan.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jason has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Grill 111; Not investment-related; 111 Courtland, Rockford, MI. 49341; Restaurant; Server; Start date: 03/2016; Serving and bartending; Approx. 5% of time during the month. 2) Licensed insurance agent; Not investment-related; Rockford, MI. 49341; Insurance sales; Implementation of insurance recommendations; Approx. 5% of time during the month.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Mearl Main's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2025 - Present
MDRN CAPITAL
RIA
CRD#: 325950
Rockford, MI
Past
June 8, 2020 - April 7, 2023
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
ROCKFORD, MI
Past
March 13, 2017 - April 7, 2023
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
ROCKFORD, MI
Past
October 1, 2012 - March 1, 2017
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
GRAND RAPIDS, MI
Past
October 9, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
GRAND RAPIDS, MI
Past
December 19, 2005 - October 16, 2009
WADDELL & REED
BD
CRD#: 866
GRAND RAPIDS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MDRN CAPITAL
MDRN CAPITAL | MDRN CAPITAL, LLC
CRD#: 325950 / SEC#: 801-130784
RIA
Registered Investment Advisory firm - (7/29/2024 Approved)Florida
Registered Investment Advisory firm - (8/21/2024 Terminated)Louisiana
Registered Investment Advisory firm - (9/17/2024 Terminated)Maryland
Registered Investment Advisory firm - (8/26/2024 Terminated)Michigan
Registered Investment Advisory firm - (8/30/2024 Terminated)Missouri
Registered Investment Advisory firm - (8/21/2024 Terminated)North Carolina
Registered Investment Advisory firm - (8/22/2024 Terminated)Ohio
Registered Investment Advisory firm - (8/21/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/21/2024 Terminated)Texas
Registered Investment Advisory firm - (8/21/2024 Terminated)Utah
Registered Investment Advisory firm - (8/21/2024 Terminated)Virginia
Registered Investment Advisory firm - (8/24/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(1/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/28/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
MC
MDRN CAPITAL
MDRN CAPITAL | MDRN CAPITAL, LLC
CRD#: 325950 / SEC#: 801-130784
RIA
Registered Investment Advisory firm - (7/29/2024 Approved)Florida
Registered Investment Advisory firm - (8/21/2024 Terminated)Louisiana
Registered Investment Advisory firm - (9/17/2024 Terminated)Maryland
Registered Investment Advisory firm - (8/26/2024 Terminated)Michigan
Registered Investment Advisory firm - (8/30/2024 Terminated)Missouri
Registered Investment Advisory firm - (8/21/2024 Terminated)North Carolina
Registered Investment Advisory firm - (8/22/2024 Terminated)Ohio
Registered Investment Advisory firm - (8/21/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/21/2024 Terminated)Texas
Registered Investment Advisory firm - (8/21/2024 Terminated)Utah
Registered Investment Advisory firm - (8/21/2024 Terminated)Virginia
Registered Investment Advisory firm - (8/24/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1997 Annapolis Exchange Parkway Suite 300, Annapolis, MD 21401
Mailing Address
Phone number
(410) 533-9966
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 978 |
| AUM (Assets Under Management) | $ 160,866,017 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
