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CC

Christian Carrillo

BLUE OX CAPITAL MANAGEMENT
Tenafly, NJ 07670
Some features on this profile are disabled
CRD#: 5053331
CC

Professional summary

Christian Carrillo is a registered financial advisor currently at BLUE OX CAPITAL MANAGEMENT, INC. located in Tenafly, New Jersey.

Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christian has worked at 5 firms and has passed the Series 66, SIE, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian Carrillo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 15, 2017 - Present

BLUE OX CAPITAL MANAGEMENT, INC.

Office #1: 24 West Railroad Pmb #157, Tenafly, NJ 07670
RIA
CRD#: 287816
Tenafly, NJ
Past

December 3, 2010 - June 25, 2015

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
NEW YORK, NY
Past

November 30, 2010 - June 25, 2015

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY
Past

October 23, 2007 - December 15, 2010

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NEW YORK, NY
Past

October 22, 2007 - December 15, 2010

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

February 7, 2006 - April 18, 2007

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

December 6, 2005 - February 9, 2006

UBS INTERNATIONAL INC.

BD
CRD#: 107726
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(5/15/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/6/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/25/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 8/30/2006
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 5/3/2006
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 12/5/2005
General Securities Representative Examination

Current Firm

BO
BLUE OX CAPITAL MANAGEMENT, INC.
BLUE OX CAPITAL MANAGEMENT, INC.

CRD#: 287816 / SEC#:

New Jersey
Registered Investment Advisory firm - (5/15/2017 Approved)
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Contact information

Main Address
24 West Railroad Pmb #157, Tenafly, NJ 07670
Mailing Address
Phone number
(646) 862-0140
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUE OX CAPITAL MANAGEMENT, INC.

CRD#: 287816Tenafly, NJ 07670

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