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DS

David J. Scholten

ERNST & YOUNG INVESTMENT ADVISERS LLP
Hoboken, NJ 07030
CRD#: 5053054
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DS
David John ScholtenERNST & YOUNG INVESTMENT ADVISERS LLP

Professional summary

David John Scholten, who also goes by David John Scholten, David Scholten, is a registered financial advisor currently at ERNST & YOUNG INVESTMENT ADVISERS LLP located in Hoboken, New Jersey.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. David has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David John Scholten | David Scholten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Scholten's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 20, 2017 - Present

ERNST & YOUNG INVESTMENT ADVISERS LLP

Office #1: 121 River Street, Hoboken, NJ 07030
RIA
CRD#: 110921
Hoboken, NJ
Past

March 1, 2017 - May 12, 2017

CETERA ADVISORS LLC

RIA
CRD#: 10299
PARSIPPANY, NJ
Past

August 31, 2016 - May 12, 2017

CETERA ADVISORS LLC

BD
CRD#: 10299
PARSIPPANY, NJ
Past

August 4, 2010 - August 26, 2015

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

October 15, 2008 - March 25, 2010

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT
Past

October 10, 2006 - December 15, 2007

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA
Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(8/5/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/28/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/16/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/12/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/3/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/9/2006
Investment Company Products/Variable Contracts Representative Examination

Current Firm

E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA
Registered Investment Advisory firm - (4/7/1995 Approved)
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Contact information

Main Address
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094
Mailing Address
Phone number
(800) 273-0588
Established
Firm type
Fiscal year end
# of Employees
140

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ERNST & YOUNG INVESTMENT ADVISERS LLP (9/10/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ERNST & YOUNG INVESTMENT ADVISERS LLP

CRD#: 110921Hoboken, NJ 07030

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