Dawn M. Moses

SENSIBLE FINANCIAL SOLUTIONS

KALKASKA, MI 49646

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CRD#: 5053018

Professional summary

Dawn Marie Moses, who also goes by Dawn Marie Campbell, Dawn Marie Campbell-peck, Dawn Marie Dunham, is a registered financial advisor currently at SENSIBLE FINANCIAL SOLUTIONS, LLC located in Kalkaska, Michigan.

Dawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Dawn has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dawn Marie Campbell | Dawn Marie Campbell-Peck | Dawn Marie Dunham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Tax Preparation - started 2016; 15 hours a week during tax season which may occur during trading hours. 2. PRIVATE PIANO INSTRUCTION, KALKASKA, MI, OWNER / TEACHER - STARTED 9/1/99 APROX 6 HOURS PER week, not during trading hours. 3. Intuit - Start Date: 1/13/2023; not investment related, Part Time employee, 20 hrs/week, 8 hrs a week of those hours during trading, less after tax season. 4. Kalkaska Conservation District Board, chair, 2 hours/ month, not during trading hours. 5. Michigan Association of Conservation Districts (MACD), start date: 1/2023; Director, not investment related; 4 hours/month, maybe 1 hr/month during trading hours. 6. Kalkaska Acadamea Club, member, one hour/ month, not during trading hours 7. Kalkaska Township Park Committee, member, approximately one hours/month, not during trading hours. 8. Supervisory Committee for Forest Area Federal Credit Union, member, two hours/month, typically during trading hours. 9. Coldsprings Township Treasurer; not investment related; 6-8 hours a week, may be during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawn Marie Moses's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2017 - Present

SENSIBLE FINANCIAL SOLUTIONS, LLC

Office #1: 114 S. Cedar Street, Kalkaska, MI 49646

RIA

CRD#: 287486

KALKASKA, MI

Past

March 18, 2015 - September 6, 2016

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PETOSKEY, MI

Past

March 17, 2015 - September 6, 2016

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PETOSKEY, MI

Past

August 19, 2013 - February 25, 2015

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

ROSCOMMON, MI

Past

August 14, 2013 - February 25, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

ROSCOMMON, MI

Past

May 23, 2012 - August 15, 2013

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

KALKASKA, MI

Past

May 22, 2012 - August 15, 2013

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

KALKASKA, MI

Past

March 16, 2011 - May 17, 2012

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

MANCELONA, MI

Past

November 13, 2009 - May 17, 2012

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

MANCELONA, MI

Past

June 9, 2009 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

MANCELONA, MI

Past

November 21, 2005 - October 11, 2006

WADDELL & REED

CRD#: 866

TRAVERSE CITY, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(3/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/16/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/6/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/8/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/18/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SENSIBLE FINANCIAL SOLUTIONS, LLC

CRD#: 287486 / SEC#:

Michigan

Registered Investment Advisory firm - (3/21/2017 Approved)

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Contact information

Main Address

114 S. Cedar Street, Kalkaska, MI 49646

Mailing Address

Po Box 758, Kalkaska, MI 49646

Phone number

(231) 384-5270

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dawn M. Moses

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawn Marie Moses's CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2011

Series 63

Date: 6/16/2009

SIE

Date: 9/6/2016

Series 7

Date: 6/8/2009

Series 6

Date: 11/18/2005

Current Firm

SENSIBLE FINANCIAL SOLUTIONS, LLC

Contact information

Documents

Red Flags

Company Information

SENSIBLE FINANCIAL SOLUTIONS, LLC

TRUST BUT VERIFY

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