Franklin M. Hsu

NOMAD CAPITAL GROUP

Bellevue, WA

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CRD#: 5052968

Professional summary

Franklin Myron Hsu, CFP® is a registered financial advisor currently at NOMAD CAPITAL GROUP, LLC located in Bellevue, Washington.

Franklin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Franklin has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1, INDEPENDENT LICENSED INSURANCE AGENT, Pasadena, CA, fixed insurance producer,from 03/2006, Sell fixed insurance products, 30 hours per month, commission based.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Franklin Myron Hsu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 18, 2014 - Present

NOMAD CAPITAL GROUP, LLC

RIA

CRD#: 172639

Bellevue, WA

Past

July 25, 2016 - February 1, 2022

TRANSGLOBAL ADVISORY, LLC

RIA

CRD#: 168709

MONROVIA, CA

Past

April 16, 2016 - June 27, 2016

GLOBALINK SECURITIES, INC.

CRD#: 29721

PASADENA, CA

Past

November 21, 2011 - May 21, 2014

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

PASADENA, CA

Past

November 16, 2011 - May 21, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PASADENA, CA

Past

June 19, 2006 - October 10, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ARCADIA, CA

Past

June 19, 2006 - October 10, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ARCADIA, CA

Past

March 31, 2006 - April 13, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

GLENDALE, CA

Past

January 25, 2006 - April 13, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/18/2014)

IAR

Texas
(9/30/2021)

IAR

Washington
(2/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/27/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2006

General Securities Representative Examination

Current Firm

NOMAD CAPITAL GROUP, LLC

HSU, FRANKLIN M | NOMAD CAPITAL GROUP, LLC | INFINITE GLOBAL CAPITAL, LLC | INFINITE GLOBAL CAPITAL LLC

CRD#: 172639 / SEC#:

California

Registered Investment Advisory firm - (9/18/2014 Approved)

Texas

Registered Investment Advisory firm - (9/29/2021 Conditional Restricted)

Washington

Registered Investment Advisory firm - (2/9/2023 Approved)

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Contact information

Main Address

Kirkland, WA

Mailing Address

Po Box 40024, Bellevue, WA 98015

Phone number

(626) 616-8195

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 25,287,664

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Franklin M. Hsu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Franklin Myron Hsu's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSGLOBAL ADVISORY, LLC

GLOBALINK SECURITIES, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2006

SIE

Date: 6/27/2016

Series 7

Date: 1/24/2006

Current Firm

NOMAD CAPITAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NOMAD CAPITAL GROUP, LLC

TRUST BUT VERIFY

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