Darrell A. De Leoz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darrell Andrew De Leoz, who also goes by Darrell A Deleoz, Darrell Andrew Deleoz, was a registered financial professional .
Darrell is a previously registered financial professional and started their career in finance in 2005. Darrell had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2015 - September 18, 2015
LWI FINANCIAL INC.
April 14, 2015 - September 18, 2015
LORING WARD SECURITIES INC.
August 22, 2013 - March 30, 2015
NATIONAL PLANNING CORPORATION
August 20, 2013 - March 30, 2015
NATIONAL PLANNING CORPORATION
September 20, 2012 - June 7, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 12, 2012 - June 7, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 4, 2010 - August 2, 2012
USAA FINANCIAL PLANNING SERVICES
October 31, 2007 - December 23, 2009
USAA FINANCIAL PLANNING SERVICES
August 31, 2007 - August 2, 2012
USAA FINANCIAL ADVISORS, INC.
June 22, 2007 - October 22, 2007
USAA INVESTMENT SERVICES COMPANY
October 2, 2006 - October 22, 2007
USAA INVESTMENT SERVICES COMPANY
November 10, 2005 - September 15, 2006
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
LWI FINANCIAL INC.
CRD#: 111861 / SEC#: 801-55934
Contact information
Red Flags
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