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DT

Delsa U. Thomas

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CRD#: 5052641
DT

Professional summary


Delsa Ulrica Thomas was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Delsa is a previously registered financial advisor and started their career in finance in 2006. Prior to being barred, Delsa had worked at 4 firms, which includes THE D. CHRISTOPHER CAPITAL MANAGEMENT GROUP LLC, MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., J.P. TURNER & COMPANY L.L.C..

Question & Answer


Are you a "fiduciary"?
No

Aliases


Delsa U Thomas

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 15, 2011 - December 31, 2012

THE D. CHRISTOPHER CAPITAL MANAGEMENT GROUP, LLC

RIA
CRD#: 158639
IRVING, TX
Past

June 1, 2009 - February 23, 2011

MORGAN STANLEY

RIA
CRD#: 149777
DALLAS, TX
Past

June 1, 2009 - February 23, 2011

MORGAN STANLEY

BD
CRD#: 149777
DALLAS, TX
Past

September 19, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
DALLAS, TX
Past

August 28, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
DALLAS, TX
Past

April 19, 2006 - June 20, 2006

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
PARLIN, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 9/18/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


TD
THE D. CHRISTOPHER CAPITAL MANAGEMENT GROUP, LLC
THE D. CHRISTOPHER CAPITAL MANAGEMENT GROUP, LLC

CRD#: 158639 / SEC#: 801-72658

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Contact information


Main Address
545 East John Carpenter Freeway Suite 300, Irving, TX 75062
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

Red Flags


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Company Information


THE D. CHRISTOPHER CAPITAL MANAGEMENT GROUP, LLC

CRD#: 158639

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