GS
George A. Sabino
FORESIDE FUND SERVICES
Portland, ME 04101
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CRD#: 5052557
GS
Professional summary
George Anthony Sabino, who also goes by George Sabino, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.
George is registered as a RR (Registered Representative) and started their career in finance in 2007. George has worked at 6 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
George Sabino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view George Anthony Sabino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2025 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 46106
Portland, ME
Past
April 1, 2021 - April 10, 2025
INLAND SECURITIES CORPORATION
BD
CRD#: 15807
OAK BROOK, IL
Past
September 28, 2015 - April 8, 2021
CALAMOS FINANCIAL SERVICES LLC
BD
CRD#: 19850
NAPERVILLE, IL
Past
March 7, 2014 - August 10, 2015
SABINO ASSET MANAGEMENT LLC
RIA
CRD#: 170271
CHICAGO, IL
Past
February 17, 2009 - March 10, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
NEW YORK, NY
Past
November 14, 2007 - March 10, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
April 11, 2007 - October 5, 2007
OLD MUTUAL INVESTMENT PARTNERS
BD
CRD#: 44916
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/22/2025)
RR
Alaska(5/22/2025)
RR
Arizona(5/22/2025)
RR
Arkansas(5/22/2025)
RR
California(5/22/2025)
RR
Colorado(5/22/2025)
RR
Connecticut(5/22/2025)
RR
Delaware(5/22/2025)
RR
District of Columbia(5/22/2025)
RR
Florida(5/22/2025)
RR
Georgia(5/22/2025)
RR
Hawaii(5/22/2025)
RR
Idaho(5/22/2025)
RR
Illinois(5/22/2025)
RR
Indiana(5/22/2025)
RR
Iowa(5/22/2025)
RR
Kansas(5/22/2025)
RR
Kentucky(5/22/2025)
RR
Louisiana(5/22/2025)
RR
Maine(5/22/2025)
RR
Maryland(5/22/2025)
RR
Massachusetts(5/22/2025)
RR
Michigan(5/22/2025)
RR
Minnesota(5/22/2025)
RR
Mississippi(5/22/2025)
RR
Missouri(5/22/2025)
RR
Montana(5/27/2025)
RR
Nebraska(5/22/2025)
RR
Nevada(5/22/2025)
RR
New Hampshire(5/22/2025)
RR
New Jersey(5/22/2025)
RR
New Mexico(5/22/2025)
RR
New York(5/22/2025)
RR
North Carolina(5/22/2025)
RR
North Dakota(5/22/2025)
RR
Ohio(5/22/2025)
RR
Oklahoma(5/22/2025)
RR
Oregon(5/22/2025)
RR
Pennsylvania(5/22/2025)
RR
Rhode Island(5/22/2025)
RR
South Carolina(5/22/2025)
RR
South Dakota(5/22/2025)
RR
Tennessee(5/22/2025)
RR
Texas(5/22/2025)
RR
Utah(5/22/2025)
RR
Vermont(5/22/2025)
RR
Virginia(5/22/2025)
RR
Washington(5/22/2025)
RR
West Virginia(5/22/2025)
RR
Wisconsin(5/22/2025)
RR
Wyoming(5/22/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Portland, ME 04101TRUST BUT VERIFY
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