Kirby M. Haines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kirby Mckenzie Haines, who also goes by Kirby Haines, was a registered financial professional .
Kirby is a previously registered financial professional and started their career in finance in 2005. Kirby had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2016 - October 19, 2017
INTRUA FINANCIAL
June 30, 2015 - December 23, 2016
LPL FINANCIAL LLC
June 30, 2015 - October 24, 2017
LPL FINANCIAL LLC
May 18, 2007 - July 28, 2015
HILLTOP SECURITIES INC.
May 18, 2007 - July 28, 2015
HILLTOP SECURITIES INC.
May 1, 2007 - June 4, 2007
UBS FINANCIAL SERVICES INC.
December 12, 2005 - June 4, 2007
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
INTRUA FINANCIAL
CRD#: 281554 / SEC#: 801-106767
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTRUA FINANCIAL
CRD#: 281554 / SEC#: 801-106767
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,051 |
| AUM (Assets Under Management) | $ 1,212,765,982 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
