CY
Charles S. Yarnold
FOCUSED WEALTH MANAGEMENT
Newburgh, NY 12550-1911
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CRD#: 5052329
CY
Professional summary
Charles Steven Yarnold, AIF® is a registered financial advisor currently at FOCUSED WEALTH MANAGEMENT, INC. located in Newburgh, New York and OSAIC WEALTH, INC. located in Newburgh, New York.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Charles has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE POSITION: insurance agent NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 10/2006 - LOCATED AT 216 STATE ROUTE 299 STE 5 HIGHLAND NY 12528 INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 10/01/2006 ADDRESS: 11 BALMVILLE RD, NEWBURGH, NY 12550 DESCRIPTION: insurance JCM CAPITAL POSITION: co-owner NATURE: Rental Property Albany NY INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2018 ADDRESS: 639 myrtle ave, Albany NY 12208 DESCRIPTION: owner BNI POSITION: chapter roles, president until Oct 1 of this year NATURE: BNI - Business Networking International INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2009 ADDRESS: 797 rt 17m, Monroe NY 10950 DESCRIPTION: Networking group similar to a chamber of commerce HIGHLAND CAPITAL BROKERAGE POSITION: insurance agent NATURE: Insurance - Term and Perm INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/23/2020 ADDRESS: 11 BALMVILLE RD, STE 2 NORTH NEWBURGH, NY 12550 DESCRIPTION: Insurance sales to families individuals and companies FOCUSED WEALTH MANAGEMENT POSITION: RIA rep NATURE: Focused Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 10/09/2007 ADDRESS: 11 balmville road, suite 2 north, newburgh NY 12550 DESCRIPTION: I am an RIA representative at Focused Wealth Management. YAREY LLC POSITION: LANDLORD NATURE: rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2021 ADDRESS: 1800 baltimore, lavallette NJ 08735 DESCRIPTION: rental property YELLOW BARN CRANIUS, LLC POSITION: investor NATURE: Private Equity Investment INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/11/2022 ADDRESS: 50 Schilling Road, suite 100, hunt valley MD 21031 DESCRIPTION: One time investment into private equity investment IHNO INC. POSITION: Owner NATURE: This is my S. Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2008 ADDRESS: 11 balmville rd, newburgh NY 12550, United States DESCRIPTION: This is my S. corp that I have always had, the osaic auditor told me today to discuss it. It's been open since 2008. No work needed each year on this.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Steven Yarnold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 20, 2016 - Present
FOCUSED WEALTH MANAGEMENT, INC.
Office #1: 11 Balmville Rd. Suite 2 North, Newburgh, NY 12550-1911RIA
CRD#: 154828
Newburgh, NY
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 11 Balmville Rd Ste 2 North, Newburgh, NY 12550RIA
BD
CRD#: 23131
NEWBURGH, NY
Past
October 16, 2007 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
NEWBURGH, NY
Past
August 16, 2006 - October 1, 2007
WADDELL & REED
BD
CRD#: 866
ALBANY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FOCUSED WEALTH MANAGEMENT, INC.
FOCUSED WEALTH MANAGEMENT, INC.
CRD#: 154828 / SEC#: 801-71860
RIA
Registered Investment Advisory firm - (11/5/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/14/2024)
RR
Connecticut(6/14/2024)
RR
Delaware(6/14/2024)
RR
Florida(6/14/2024)
RR
Georgia(6/14/2024)
RR
Maine(6/14/2024)
RR
Maryland(6/14/2024)
RR
Massachusetts(6/14/2024)
RR
Michigan(6/14/2024)
RR
New Jersey(6/14/2024)
IAR
New Jersey(1/7/2025)
IAR
New York(10/12/2021)
RR
New York(6/14/2024)
RR
North Carolina(6/14/2024)
RR
Oregon(6/14/2024)
RR
Pennsylvania(6/14/2024)
RR
Rhode Island(6/14/2024)
RR
South Carolina(6/14/2024)
RR
Tennessee(6/14/2024)
IAR
Texas(4/20/2016)
RR
Texas(6/14/2024)
RR
Virginia(6/14/2024)
RR
Wisconsin(9/4/2024)
RR
Wyoming(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FOCUSED WEALTH MANAGEMENT, INC.
FOCUSED WEALTH MANAGEMENT, INC.
CRD#: 154828 / SEC#: 801-71860
RIA
Registered Investment Advisory firm - (11/5/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11 Balmville Rd. Suite 2 North, Newburgh, NY 12550-1911
Mailing Address
Phone number
(845) 691-4035
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,215 |
| AUM (Assets Under Management) | $ 1,890,919,902 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FOCUSED WEALTH MANAGEMENT, INC.
CRD#: 154828Newburgh, NY 12550-1911TRUST BUT VERIFY
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