William J. Nichols
Professional summary
William J Nichols, CFP®, who also goes by John Nichols, W John Nichols, is a registered financial advisor currently at BILL FEW ASSOCIATES, INC. located in Pittsburgh, Pennsylvania.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. William has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William J Nichols's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2011
Experience
January 18, 2007 - Present
BILL FEW ASSOCIATES, INC.
Office #1: 740 Washington Road Suite 100, Pittsburgh, PA 15228January 18, 2007 - December 13, 2021
BILL FEW SECURITIES, INC.
February 27, 2006 - November 20, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2006 - November 20, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
BILL FEW ASSOCIATES, INC.
CRD#: 133561 / SEC#: 801-29235
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/18/2007)
(1/6/2015)
Exams
Series 7TO
Date: 8/17/2022
General Securities Representative ExaminationCurrent Firm
BILL FEW ASSOCIATES, INC.
CRD#: 133561 / SEC#: 801-29235
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,817 |
| AUM (Assets Under Management) | $ 2,642,969,998 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/14/2025 | ||
| 08/19/2024 | ||
| 06/30/2023 | ||
| 08/05/2022 |
Red Flags
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