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Dana Rose Mascalo

Dana R. Mascalo

COASTAL BRIDGE ADVISORS
Milford, CT 06461
Some features on this profile are disabled
CRD#: 5050953
Dana Rose Mascalo

Professional summary

Dana Rose Mascalo, CFP®, who also goes by Dana Rose Mclaughlin, Dana Rose Mcpadden, Dana Ro Mclaughlin, is a registered financial advisor currently at COASTAL BRIDGE ADVISORS located in Milford, Connecticut.

Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Dana has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dana Rose Mclaughlin | Dana Rose Mcpadden | Dana Ro Mclaughlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CBA Management Co., LLC; CEO/Partner - Senior Wealth Advisor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Rose Mascalo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

January 24, 2025 - Present

COASTAL BRIDGE ADVISORS

Office #1: 612 Wheelers Farms Road 2nd Floor, Milford, CT 06461
RIA
CRD#: 152569
Milford, CT
Past

June 11, 2018 - January 28, 2025

TRINITYPOINT WEALTH, LLC

RIA
CRD#: 297165
MILFORD, CT
Past

March 25, 2013 - July 26, 2023

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Milford, CT
Past

March 22, 2013 - June 8, 2018

BEIRNE.

RIA
CRD#: 167103
SHELTON, CT
Past

January 1, 2008 - March 25, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
WESTPORT, CT
Past

January 1, 2008 - March 25, 2013

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WESTPORT, CT
Past

January 1, 2006 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
WILTON, CT
Past

December 14, 2005 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
WILTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CB
COASTAL BRIDGE ADVISORS
COASTAL BRIDGE ADVISORS | LLBH PRIVATE WEALTH MANAGEMENT, LLC | COASTAL BRIDGE ADVISORS, LLC

CRD#: 152569 / SEC#: 801-70943

RIA
Registered Investment Advisory firm - (12/1/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/22/2025)
IAR
Connecticut
(1/24/2025)
IAR
Massachusetts
(10/8/2025)
IAR
New York
(8/22/2025)
IAR
Texas
(1/24/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/23/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 1/12/2010
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 12/13/2005
General Securities Representative Examination

Current Firm

CB
COASTAL BRIDGE ADVISORS
COASTAL BRIDGE ADVISORS | LLBH PRIVATE WEALTH MANAGEMENT, LLC | COASTAL BRIDGE ADVISORS, LLC

CRD#: 152569 / SEC#: 801-70943

RIA
Registered Investment Advisory firm - (12/1/2009 Approved)
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Contact information

Main Address
54 Wilton Road 1st Floor, Westport, CT 06880
Mailing Address
Phone number
(203) 683-1530
Established
Firm type
Fiscal year end
# of Employees
46

SEC notice filing (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COASTAL BRIDGE ADVISORS DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts9,000
AUM (Assets Under Management)$ 4,595,660,113

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/27/2025
Cover Page
Report
07/15/2024
Cover Page
Report
11/13/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COASTAL BRIDGE ADVISORS

CRD#: 152569Milford, CT 06461

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