Michael J. Schwab

ITM (D/B/A RESOURCE CONSULTANTS,)

Omaha, NE 68124

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CRD#: 5050766

Professional summary

Michael James Schwab, CFP®, who also goes by Mike James Schwab, is a registered financial advisor currently at ITM, INC. (D/B/A RESOURCE CONSULTANTS, INC.) located in Omaha, Nebraska.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 2 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike James Schwab

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Michael Schwab is the sole shareholder and a W-2 employee of Leafcutter Publishing Group, Inc, which publishes digital and print books.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Schwab's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 5, 2024 - Present

ITM, INC. (D/B/A RESOURCE CONSULTANTS, INC.)

Office #1: 2828 South 87th Street, Omaha, NE 68124

RIA

CRD#: 135472

Omaha, NE

Past

September 19, 2008 - December 31, 2023

ITM, INC. (D/B/A RESOURCE CONSULTANTS, INC.)

RIA

CRD#: 135472

OMAHA, NE

Past

November 14, 2005 - April 18, 2006

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(1/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 11/11/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ITM, INC. (D/B/A RESOURCE CONSULTANTS, INC.)

ITM, INC | RESOURCE INSURANCE CONSULTANTS | RESOURCE CONSULTANTS, INC | ITM, INC. (D/B/A RESOURCE CONSULTANTS, INC.)

CRD#: 135472 / SEC#:

Nebraska

Registered Investment Advisory firm - (1/5/2024 Approved)

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Contact information

Main Address

2828 South 87th Street, Omaha, NE 68124

Mailing Address

Phone number

(402) 391-6356

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Schwab

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Schwab's CRS (Customer Relationship Summary).

Certified licenses

Experience

ITM, INC. (D/B/A RESOURCE CONSULTANTS, INC.)

ITM, INC. (D/B/A RESOURCE CONSULTANTS, INC.)

PACIFIC SELECT DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/2008

Series 6

Date: 11/11/2005

Current Firm

ITM, INC. (D/B/A RESOURCE CONSULTANTS, INC.)

Contact information

Documents

Red Flags

Company Information

ITM, INC. (D/B/A RESOURCE CONSULTANTS, INC.)

TRUST BUT VERIFY

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