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Christopher W Rabbitt

DRW SECURITIES, L.L.C.
CHICAGO, IL
·CRD# 5050486·21 years experience

Professional Summary

Christopher W Rabbitt, who also goes by Chris W Rabbitt, is a registered financial advisor currently at DRW SECURITIES, L.L.C. located in Chicago, Illinois and DRW EXECUTION SERVICES, LLC located in Chicago, Illinois. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 6 firms and has passed the Series 66, Series 99TO, Series 7TO, Series 57TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris W Rabbitt

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

DRW SECURITIES, L.L.C.·CRD# 45908
BD
540 West Madison Street Suite 2500, Chicago, IL 60661
September 19, 2010 - Present
DRW EXECUTION SERVICES, LLC·CRD# 290408
BD
540 W. Madison St. Suite 2500, Chicago, IL 60661
August 15, 2024 - Present
DRW EXECUTION SERVICES, LLC·CRD# 290408
BD
Chicago, IL
July 7, 2020 - October 7, 2022
CUMBERLAND SECURITIES LLC·CRD# 13970
BD
Chicago, IL
January 27, 2020 - January 28, 2020
DRW EXECUTION SERVICES, LLC·CRD# 290408
BD
Chicago, IL
October 1, 2019 - January 27, 2020
E*TRADE SECURITIES LLC·CRD# 29106
BD
Chicago, IL
December 15, 2006 - March 20, 2008
GUGGENHEIM INVESTMENTS·CRD# 129288
RIA
Lisle, IL
January 4, 2006 - March 10, 2006
GUGGENHEIM FUNDS DISTRIBUTORS, LLC·CRD# 39805
BD
Chicago, IL
November 21, 2005 - March 10, 2006

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Current Firm

DE
DRW EXECUTION SERVICES, LLC

DRW EXECUTION SERVICES, LLC

CRD#: 290408 / SEC#: 8-70030
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

540 W. Madison St. Suite 2500, Chicago, IL 60661

Mailing Address

540 W. Madison St. Suite 2500, Chicago, IL 60661

Phone Number

(312) 542-1000

Established

Delaware since 07/28/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DRW HOLDINGS, LLCMEMBER—
ARMOUR II, ROBERT WILLIAMCCO4447215
CALDWELL, CHRISTOPHER ROBERTDIRECTOR OF BROKER DEALER COMPLIANCE4182335
CALIXTO, CHRIZITACHIEF FINANCIAL OFFICER6564070
FOWLER, SCOTT ALANFINOP, PFO3004363
GARCHIK, ADAM TODDCEO2967638

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2005About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Oct 2025About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2005About the Series 7 exam
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CRS (Client Relationship Summary) - BD

Click below to view Christopher W Rabbitt's CRS (Customer Relationship Summary).

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