Christopher W. Rabbitt
Professional summary
Christopher W Rabbitt, who also goes by Chris W Rabbitt, is a registered financial professional currently at DRW SECURITIES, L.L.C. located in Chicago, Illinois and DRW EXECUTION SERVICES, LLC located in Chicago, Illinois.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 6 firms and has passed the Series 66, Series 99TO, Series 7TO, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher W Rabbitt's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2010 - Present
DRW SECURITIES, L.L.C.
Office #1: 540 West Madison Street Suite 2500, Chicago, IL 60661August 15, 2024 - Present
DRW EXECUTION SERVICES, LLC
Office #1: 540 W. Madison St. Suite 2500, Chicago, IL 60661July 7, 2020 - October 7, 2022
DRW EXECUTION SERVICES, LLC
January 27, 2020 - January 28, 2020
CUMBERLAND SECURITIES LLC
October 1, 2019 - January 27, 2020
DRW EXECUTION SERVICES, LLC
December 15, 2006 - March 20, 2008
E*TRADE SECURITIES LLC
January 4, 2006 - March 10, 2006
GUGGENHEIM INVESTMENTS
November 21, 2005 - March 10, 2006
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 10/27/2025
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DRW EXECUTION SERVICES, LLC
CRD#: 290408 / SEC#: , 8-70030
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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