Kaye Luenprakansit

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CRD#: 5050476

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kaye Luenprakansit was a registered financial professional .

Kaye is a previously registered financial professional and started their career in finance in 2007. Kaye had worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 4, 2013 - June 20, 2013

SUN GROUP WEALTH PARTNERS LLC

RIA

CRD#: 166372

IRVINE, CA

Past

March 21, 2011 - April 22, 2013

STRATOS WEALTH PARTNERS, LTD

RIA

CRD#: 153184

IRVINE, CA

Past

March 18, 2011 - June 28, 2013

LPL FINANCIAL LLC

CRD#: 6413

IRVINE, CA

Past

June 1, 2009 - March 23, 2011

MORGAN STANLEY

RIA

CRD#: 149777

IRVINE, CA

Past

June 1, 2009 - March 23, 2011

MORGAN STANLEY

CRD#: 149777

IRVINE, CA

Past

October 2, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

IRVINE, CA

Past

May 1, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUN GROUP WEALTH PARTNERS LLC

CAMPAIGN FOR NEXT GENERATION EMPLOYEES | SUN GROUP WEALTH PARTNERS LLC

CRD#: 166372 / SEC#: 801-79233

RIA

Registered Investment Advisory firm - (2/28/2014 Approved)

California

Registered Investment Advisory firm - (4/2/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/24/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/30/2007

General Securities Representative Examination

Current Firm

SUN GROUP WEALTH PARTNERS LLC

CAMPAIGN FOR NEXT GENERATION EMPLOYEES | SUN GROUP WEALTH PARTNERS LLC

CRD#: 166372 / SEC#: 801-79233

RIA

Registered Investment Advisory firm - (2/28/2014 Approved)

California

Registered Investment Advisory firm - (4/2/2014 Terminated)

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Contact information

Main Address

17500 Red Hill Ave Suite 140, Irvine, CA 92614

Mailing Address

Phone number

(949) 625-6800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SGWP-FORM ADV PART 2A: FIRM BROCHURE (1/23/2025)

SGWP-FORM ADV PART 2A, APPENDIX 1: WRAP FEE PROGRAM (1/23/2025)

Regulatory assets under management

Total Number of Accounts	533
AUM (Assets Under Management)	$ 178,948,850

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Kaye Luenprakansit

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SUN GROUP WEALTH PARTNERS LLC

STRATOS WEALTH PARTNERS, LTD

LPL FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

SUN GROUP WEALTH PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/24/2007

Series 7

Date: 4/30/2007

Current Firm

SUN GROUP WEALTH PARTNERS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUN GROUP WEALTH PARTNERS LLC

TRUST BUT VERIFY

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