Carlos E. Sequeira
Professional summary
Carlos E P Sequeira, CFA, who also goes by Carlos Eduardo Palhares Sequeira, Carlos Sequeira, is a registered financial advisor currently at BTG PACTUAL ASSET MANAGEMENT US , LLC located in New York, New York and BTG PACTUAL US CAPITAL, LLC located in New York, New York.
Carlos is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Carlos has worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carlos E P Sequeira's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2023 - Present
BTG PACTUAL ASSET MANAGEMENT US , LLC
Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022October 11, 2016 - Present
BTG PACTUAL US CAPITAL, LLC
Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022-6831January 1, 2006 - March 2, 2007
UBS SECURITIES LLC
Primary Firm SEC Registration
BTG PACTUAL ASSET MANAGEMENT US , LLC
CRD#: 152538 / SEC#: 801-71004
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/12/2023)
Exams
FINRA
Current Firm
BTG PACTUAL ASSET MANAGEMENT US , LLC
CRD#: 152538 / SEC#: 801-71004
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 548 |
| AUM (Assets Under Management) | $ 25,628,617,941 |
Red Flags
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