Mark A. Degroat
SC&H WEALTH
Sparks, MD 21152-9390
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CRD#: 5050070
Professional summary
Mark A Degroat, CFP®, ChFC® is a registered financial advisor currently at SC&H WEALTH located in Sparks, Maryland.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mark has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SC&H GROUP, INC. // NOT INVESTMENT RELATED // 910 RIDGEBROOK ROAD; SPARKS, MD 21152 // SC&H GROUP, A TAX, AUDIT, CONSULTING AND INVESTMENT BANKING FIRM, IS THE PARENT COMPANY OF SC&H FINANCIAL ADVISORS, INC. SC&H GROUP IS THE EMPLOYER, BENEFITS AND PAYROLL PROVIDER FOR ALL SC&H EMPLOYEES. SC&H GROUP ALSO ORGANIZES AND DIRECTS CERTAIN CORPORATE, SOCIAL, COMMUNITY SERVICE AND TRAINING ACTIVITIES IN WHICH ALL SC&H EMPLOYEES MAY PARTICIPATE. // HOURS AS NEEDED IN THE NORMAL COURSE OF BUSINESS // NO SPECIFIC DUTIES FOR SC&H GROUP, INC. 2) LICENSED INSURANCE AGENT // INVESTMENT RELATED // 910 RIDGEBROOK ROAD; SPARKS, MD 21152 // SALE OF INSURANCE-RELATED PRODUCTS // AGENT // HOURS AS NEEDED IN COURSE OF NORMAL BUSINESS, MOST OF WHICH WILL BE DURING TRADING HOURS // DUTIES INCLUDE MAINTAINING APPOINTMENTS WITH CARRIERS AND THE SALE OF INSURANCE PRODUCTS TO CLIENTS WHERE APPROPRIATE.
CRS (Client Relationship Summary) - RIA
Click below to view Mark A Degroat's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
April 2, 2018 - Present
SC&H WEALTH
Office #1: 910 Ridgebrook Road, Sparks, MD 21152-9390RIA
CRD#: 120666
Sparks, MD
Past
January 28, 2015 - April 3, 2018
CAPITAL ONE ADVISORS, LLC
RIA
CRD#: 136865
Hanover, MD
Past
January 2, 2015 - April 3, 2018
CAPITAL ONE INVESTING, LLC
BD
CRD#: 45744
FREDERICK, MD
Past
April 26, 2010 - January 28, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
RIA
CRD#: 127236
MELVILLE, NY
Past
April 26, 2010 - January 2, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
BD
CRD#: 25658
FREDERICK, MD
Past
February 19, 2009 - May 1, 2010
CHEVY CHASE FINANCIAL SERVICES
BD
CRD#: 14894
BETHESDA, MD
Past
February 12, 2009 - May 7, 2010
CHEVY CHASE FINANCIAL SERVICES
RIA
CRD#: 14894
BETHESDA, MD
Past
September 11, 2006 - January 23, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
COLUMBIA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SC&H WEALTH
SC & H CAPITAL ADVISORS, INC. | SC&H WEALTH | SC&H FINANCIAL ADVISORS, INC. | SC&H CORE
CRD#: 120666 / SEC#: 801-69985
RIA
Registered Investment Advisory firm - (3/16/2009 Approved)Maryland
Registered Investment Advisory firm - (3/23/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/24/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(4/2/2018)
IAR
Virginia(9/7/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
SC&H WEALTH
SC & H CAPITAL ADVISORS, INC. | SC&H WEALTH | SC&H FINANCIAL ADVISORS, INC. | SC&H CORE
CRD#: 120666 / SEC#: 801-69985
RIA
Registered Investment Advisory firm - (3/16/2009 Approved)Maryland
Registered Investment Advisory firm - (3/23/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/24/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
910 Ridgebrook Road, Sparks, MD 21152-9390
Mailing Address
Phone number
(410) 403-1500
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,057 |
| AUM (Assets Under Management) | $ 1,128,274,401 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 01/02/2024 | ||
| 11/17/2022 |
Red Flags
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Company Information
SC&H WEALTH
CRD#: 120666Sparks, MD 21152-9390TRUST BUT VERIFY
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