Hector C. Nieto

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CRD#: 5050037

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Hector Carlos Nieto, who also goes by Hector Carlos Nieto Castilla, was a registered financial professional .

Hector is a previously registered financial professional and started their career in finance in 2005. Hector had worked at 7 firms and has passed the Series 66, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Hector Carlos Nieto Castilla

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 9, 2013 - April 15, 2014

STONEX INTERNATIONAL ADVISORS INC

RIA

CRD#: 153799

MIAMI, FL

Past

July 22, 2013 - April 15, 2014

STONEX INTERNATIONAL SECURITIES INC.

CRD#: 146667

MIAMI, FL

Past

February 3, 2012 - June 19, 2013

BULLTICK INVESTMENTS, LLC

CRD#: 139981

MIAMI, FL

Past

February 3, 2012 - June 19, 2013

BULLTICK, LLC

CRD#: 104005

MIAMI, FL

Past

January 1, 2010 - January 31, 2012

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MIAMI, FL

Past

January 1, 2010 - January 31, 2012

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MIAMI, FL

Past

December 2, 2009 - January 1, 2010

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

MIAMI, FL

Past

October 26, 2009 - January 1, 2010

UBS INTERNATIONAL INC.

CRD#: 107726

MIAMI, FL

Past

December 15, 2005 - November 21, 2007

ATLAS ONE FINANCIAL GROUP, LLC

CRD#: 124057

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEX INTERNATIONAL ADVISORS INC

INTERCAM ADVISORS, INC. | STONEX INTERNATIONAL ADVISORS INC

CRD#: 153799 / SEC#: 801-123538

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

Connecticut

Registered Investment Advisory firm - (5/3/2022 Terminated)

Florida

Registered Investment Advisory firm - (3/28/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/28/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/27/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79

Date: 12/3/2012

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 12/14/2005

General Securities Representative Examination

Current Firm

STONEX INTERNATIONAL ADVISORS INC

INTERCAM ADVISORS, INC. | STONEX INTERNATIONAL ADVISORS INC

CRD#: 153799 / SEC#: 801-123538

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

Connecticut

Registered Investment Advisory firm - (5/3/2022 Terminated)

Florida

Registered Investment Advisory firm - (3/28/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/28/2022 Terminated)

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Contact information

Main Address

1221 Brickell Avenue Suite 200, Miami, FL 33131

Mailing Address

Phone number

(305) 377-8008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTERCAM ADVISORS, INC. (11/3/2025)

FORM ADV PART 2B - VIDAURRI (9/24/2025)

FORM ADV PART 2B - NEALON (9/24/2025)

FORM ADV PART 2B - M CONS (8/12/2025)

FORM ADV PART 2B - G. ESPINOSA (8/12/2025)

FORM ADV PART 2B - J ALVARADO (8/12/2025)

FORM ADV 2 B-E TAMBORREL (7/16/2025)

FORM ADV PART 2 B- LUNA (3/10/2025)

FORM ADV PART 2B JCHAVEZ (3/10/2025)

FORM ADV PART 2B - RODRIGUEZ (3/10/2025)

FORM ADV PART 2B J GONZALEZ NARRO (3/10/2025)

FORM ADV PART 2B OCAMPO RAEDER (3/10/2025)

FORM ADV PART 2B ESIMON (3/10/2025)

FORM ADV PART 2 B: VICTORIA SANTAELLA (3/10/2025)

Regulatory assets under management

Total Number of Accounts	148
AUM (Assets Under Management)	$ 225,122,494

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Hector C. Nieto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STONEX INTERNATIONAL SECURITIES INC.

BULLTICK INVESTMENTS, LLC

BULLTICK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

ATLAS ONE FINANCIAL GROUP, LLC

Primary Firm SEC Registration

STONEX INTERNATIONAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/27/2009

Series 79

Date: 12/3/2012

Series 7

Date: 12/14/2005

Current Firm

STONEX INTERNATIONAL ADVISORS INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEX INTERNATIONAL ADVISORS INC

TRUST BUT VERIFY

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