Aaron C. Matheny

CAPITAL STRATEGIES GROUP

Tempe, AZ 85283

Some features on this profile are disabled

CRD#: 5049904

Professional summary

Aaron Clayton Matheny, CFP®, who also goes by Aaron C Matheny, is a registered financial advisor currently at CAPITAL STRATEGIES GROUP, LLC located in Tempe, Arizona.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Aaron has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron C Matheny

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT, 2151 E BASELINE RD. SUITE 101 TEMPE, AZ 85283, MARCH 2004, INVESTMENT RELATED, LIFE AND HEALTH INSURANCE PRODUCTS AND SERVICES, 40 HOURS/MONTH, 40 HOURS/MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Clayton Matheny's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

August 13, 2008 - Present

CAPITAL STRATEGIES GROUP, LLC

Office #1: 2151 E. Baseline Road Suite 101, Tempe, AZ 85283

RIA

CRD#: 140120

Tempe, AZ

Past

January 1, 2006 - June 29, 2006

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/13/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/30/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/17/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/21/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CAPITAL STRATEGIES GROUP, LLC

CRD#: 140120 / SEC#: 801-69268

RIA

Registered Investment Advisory firm - (7/16/2012 Terminated)

Arizona

Registered Investment Advisory firm - (6/7/2012 Approved)

Texas

Registered Investment Advisory firm - (8/16/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2151 E. Baseline Road Suite 101, Tempe, AZ 85283

Mailing Address

Phone number

(480) 635-4050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	410
AUM (Assets Under Management)	$ 89,564,631

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Aaron C. Matheny

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Clayton Matheny's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL STRATEGIES GROUP, LLC

EQUITY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/30/2008

Series 63

Date: 1/17/2006

Series 6

Date: 12/21/2005

Current Firm

CAPITAL STRATEGIES GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL STRATEGIES GROUP, LLC

TRUST BUT VERIFY

Similar Advisors