Zachary A Malsom
Professional Summary
Zachary A Malsom, who also goes by Zach Malsom, is a registered financial advisor currently at DRW SECURITIES, L.L.C. located in Chicago, Illinois. Zachary is registered as a RR (Registered Representative) and started their career in finance in 2022. Zachary has worked at 1 firm and has passed the SIE, Series 57TO and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Zachary A Malsom, Zach Malsom
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
DRW SECURITIES, L.L.C.
Contact Information
Main Address
540 West Madison Street Suite 2500, Chicago, IL 60661Mailing Address
540 West Madison Street Suite 2500, Chicago, IL 60661Phone Number
(312) 542-1000Established
Illinois since 01/07/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRW HOLDINGS, LLC | MEMBER | — |
| ARMOUR II, ROBERT WILLIAM | CHIEF COMPLIANCE OFFICER | 4447215 |
| CALDWELL, CHRISTOPHER ROBERT | DIRECTOR OF BROKER DEALER COMPLIANCE | 4182335 |
| CALIXTO, CHRIZITA | CHIEF FINANCIAL OFFICER | 6564070 |
| DRW ASSOCIATES LLC | MEMBER | — |
| DRW MANAGEMENT, LLC | MANAGER | — |
| FOWLER, SCOTT ALAN | FINOP, COO, PFO, POO | 3004363 |
| GARCHIK, ADAM TODD | CEO | 2967638 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - BD
Click below to view Zachary A Malsom's CRS (Customer Relationship Summary).
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