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Douglas A. Yoakley
PYA WALTMAN CAPITAL
Knoxville, TN 37922
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CRD#: 5049810
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Professional summary
Douglas Andrew Yoakley, who also goes by Douglas A Yoakley, is a registered financial advisor currently at PYA WALTMAN CAPITAL, LLC located in Knoxville, Tennessee.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Douglas has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Douglas A Yoakley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME: OAK SPRINGS SOLUTIONS, LLC; INVESTMENT-RELATED BUSINESS: YES; ADDRESS: 4817 KINGSTON PIKE KNOXVILLE, TN 37919; NATURE OF BUSINESS: LIFE INSURANCE SALES; POSITION: MEMBER; START DATE: MAY 2015; HOURS/MONTH DEVOTED: 2 HOURS; HOURS DEVOTED DURING TRADING HOURS: ALL; DUTIES: ADMINISTRATIVE. 2) NAME: DOUGLAS YOAKLEY, CPA; INVESTMENT-RELATED BUSINESS: YES; ADDRESS: 2005 PARTRIDGE RUN LANE KNOXVILLE, TN 37919; NATURE OF BUSINESS: TAX PLANNING, PREPARATION AND INDIVIDUAL/BUSINESS CONSULTING SERVICES; POSITION: SOLE PROPRIETOR; START DATE: OCTOBER 2014; HOURS/MONTH DEVOTED: 80 HOURS; HOURS DEVOTED DURING TRADING HOURS: ALL; DUTIES: NORMAL CPA DUTIES INCLUDING CONTRACTUAL SERVICES WITH PYA WALTMAN. 3) NAME: MOUNTAIN COMMERCE BANKSHARES and MOUNTAIN COMMERCE BANK; INVESTMENT-RELATED BUSINESS: YES; ADDRESS: 6101 KINGSTON PIKE KNOXVILLE, TN 37919; NATURE OF BUSINESS: REGULATED BANK AND HOLDING COMPANY; POSITION: DIRECTOR; START DATE: FEBRUARY 2017; HOURS/MONTH DEVOTED: 6 HOURS; HOURS DEVOTED DURING TRADING HOURS: ALL; DUTIES: ATTEND BOARD MEETINGS AND SERVE ON BOARD COMMITTEES. 4) NAME: NEW COMMUNITIES, LLC; INVESTMENT-RELATED BUSINESS: NO; ADDRESS: 1505 GREENBRIER RIDGE WAY KNOXVILLE, TN 37909; NATURE OF BUSINESS: HOLDS INVESTMENT IN APARTMENT COMPLEX IN KNOXVILLE, TN; POSITION: MEMBER; START DATE: 2005; HOURS/MONTH DEVOTED: 0 HOURS; HOURS DEVOTED DURING TRADING HOURS: NONE; DUTIES: FILE TAX RETURNS FOR ENTITY AS PART OF CPA DUTIES. 5) NAME: EAST TN HOCKEY, LLC; INVESTMENT-RELATED BUSINESS: NO; ADDRESS: 500 HOWARD BAKER AVE KNOXVILLE, TN 37915; NATURE OF BUSINESS: OWNERSHIP OF PROFESSIONAL HOCKEY TEAM IN SPHL; POSITION: MEMBER/TREASURER; START DATE: APRIL 2002; HOURS/MONTH DEVOTED: 2 HOURS; HOURS DEVOTED DURING TRADING HOURS: NONE; DUTIES: NORMAL TREASURER DUTIES, CONSULT WITH PRESIDENT ON STRATEGY. 6) NAME: BIOPET VET LABS, INC.; INVESTMENT-RELATED BUSINESS: NO; ADDRESS: 6727 BAUM DRIVE KNOXVILLE, TN 37919; NATURE OF BUSINESS: DOG DNA PROCESSING; POSITION: DIRECTOR; START DATE: 2010; HOURS/MONTH DEVOTED: 1 HOUR; HOURS DEVOTED DURING TRADING HOURS: NONE; DUTIES: NORMAL DIRECTOR DUTIES. 7) NAME: EDP CORPORATION; INVESTMENT-RELATED BUSINESS: NO; ADDRESS: 6727 BAUM DRIVE KNOXVILLE, TN 37919; NATURE OF BUSINESS: CANCER RESEARCH; POSITION: DIRECTOR; START DATE: 2005; HOURS/MONTH DEVOTED: 1 HOUR; HOURS DEVOTED DURING TRADING HOURS: NONE; DUTIES: NORMAL DIRECTOR DUTIES. 8) NAME: LYONS VIEW ENTERPRISES, LLC; INVESTMENT-RELATED BUSINESS: NO; ADDRESS: 5731 LYONS VIEW PIKE KNOXVILLE, TN 37919; NATURE OF BUSINESS: ASSET HOLDING COMPANY; POSITION: MEMBER; START DATE: FEBRUARY 2023; HOURS/MONTH DEVOTED: 2 HOURS; HOURS DEVOTED DURING TRADING HOURS: NONE; DUTIES: ADMINISTRATIVE.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Andrew Yoakley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 19, 2019 - Present
PYA WALTMAN CAPITAL, LLC
Office #1: 1402 Ebenezer Road, Knoxville, TN 37922RIA
CRD#: 137283
Knoxville, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PYA WALTMAN CAPITAL, LLC
PYA WALTMAN CAPITAL, LLC | PYM WALTMAN CAPITAL, LLC
CRD#: 137283 / SEC#: 801-64909
RIA
Registered Investment Advisory firm - (12/9/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(3/19/2019)
Current Firm
PW
PYA WALTMAN CAPITAL, LLC
PYA WALTMAN CAPITAL, LLC | PYM WALTMAN CAPITAL, LLC
CRD#: 137283 / SEC#: 801-64909
RIA
Registered Investment Advisory firm - (12/9/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1402 Ebenezer Road, Knoxville, TN 37922
Mailing Address
Phone number
(865) 693-6301
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,367 |
| AUM (Assets Under Management) | $ 819,277,781 |
Red Flags
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Company Information
PYA WALTMAN CAPITAL, LLC
CRD#: 137283Knoxville, TN 37922TRUST BUT VERIFY
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