Christopher C. Kelley

COMPASS CAPITAL MANAGEMENT

Minneapolis, MN 55402

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CRD#: 5049750

Professional summary

Christopher Charles Kelley is a registered financial advisor currently at COMPASS CAPITAL MANAGEMENT INC located in Minneapolis, Minnesota.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Christopher has worked at 5 firms and has passed the Series 66, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)COMPASS ADVISORS, LLC; FOR PROFIT INVESTMENT RELATED; NON-SECURITIZED TAX-LIENS AND INVESTING IN INTERNET STARTUPS; NEW YORK, NY 10016; OPPORTUNITY INVESTMENT THROUGH NON-SECURITIZATIONS; PARTNER; START DATE: 8/1/2011 BUT HAVEN'T INVESTED YET; DEVOTES 10 HRS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS; DUTIES: RESEARCHING TAX-LIEN AUCTIONS AND WHEN THEY OCCUR. 2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CROWN INFRASTRUCTURE SOLUTIONS INVESTMENT RELATED: N ADDRESS OF BUSINESS: 29 BROADWAY, 14TH FLOOR NEW YORK, NEW YORK 10006 COMPENSATION FOR ACTIVITY: N POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/1/2012 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TECHNOLOGY/INFRASTRUCTURE SOLUTIONS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Charles Kelley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2014 - Present

COMPASS CAPITAL MANAGEMENT INC

Office #1: 706 Second Avenue South Suite 400, Minneapolis, MN 55402

RIA

CRD#: 107823

Minneapolis, MN

Past

October 23, 2009 - March 25, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

October 23, 2009 - March 25, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 8, 2009 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

NEW YORK, NY

Past

December 15, 2008 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

NEW YORK, NY

Past

January 14, 2008 - December 31, 2008

BOFA ADVISORS, LLC

RIA

CRD#: 107900

NEW YORK, NY

Past

January 14, 2008 - December 31, 2008

BOFA DISTRIBUTORS, INC.

CRD#: 30683

NEW YORK, NY

Past

December 19, 2007 - January 14, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

BOSTON, MA

Past

October 5, 2007 - January 14, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS CAPITAL MANAGEMENT INC

CRD#: 107823 / SEC#: 801-32238

RIA

Registered Investment Advisory firm - (6/10/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(5/19/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 2/24/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/4/2007

General Securities Representative Examination

Current Firm

COMPASS CAPITAL MANAGEMENT INC

CRD#: 107823 / SEC#: 801-32238

RIA

Registered Investment Advisory firm - (6/10/1988 Approved)

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Contact information

Main Address

706 Second Avenue South Suite 400, Minneapolis, MN 55402

Mailing Address

Phone number

(612) 338-4051

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (7/15/2025)

Regulatory assets under management

Total Number of Accounts	1,661
AUM (Assets Under Management)	$ 2,541,898,062

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher C. Kelley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Charles Kelley's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BOFA ADVISORS, LLC

BOFA DISTRIBUTORS, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

COMPASS CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2007

Series 3

Date: 2/24/2010

Series 7

Date: 10/4/2007

Current Firm

COMPASS CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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