Paul Y. Coffin
Professional summary
Paul Y Coffin is a registered financial professional currently at MOODY SECURITIES, LLC located in Houston, Texas.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2007. Paul has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Y Coffin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2015 - Present
MOODY SECURITIES, LLC
Office #1: 9655 Katy Freeway Suite 600, Houston, TX 77024May 13, 2013 - May 19, 2015
VERTICAL CAPITAL SECURITIES, LLC
May 26, 2011 - April 24, 2013
INVEST FINANCIAL CORPORATION
January 6, 2010 - June 4, 2010
REALTY CAPITAL SECURITIES, LLC
November 19, 2009 - December 16, 2009
CNL SECURITIES CORP.
March 13, 2007 - February 12, 2009
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2015)
(8/13/2015)
(8/17/2015)
(7/15/2019)
(7/15/2019)
(10/23/2015)
(8/12/2015)
(8/13/2015)
(4/9/2020)
(2/2/2024)
(8/17/2015)
(7/15/2019)
(10/27/2015)
(7/15/2019)
(8/19/2015)
(2/2/2024)
(4/9/2020)
(7/30/2019)
(7/15/2019)
(7/15/2019)
(8/14/2015)
(4/9/2020)
(7/15/2019)
(10/26/2015)
(2/2/2024)
(8/13/2015)
(8/12/2015)
(8/21/2015)
(7/15/2019)
(10/22/2015)
(7/15/2019)
Exams
FINRA
Current Firm
MOODY SECURITIES, LLC
CRD#: 148771 / SEC#: , 8-68069
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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