David B. Fogel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Bruce Fogel, who also goes by David Bruce Fogel, David Fogel, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2006. David had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2016 - July 11, 2017
ATS WEALTH MANAGEMENT
September 28, 2010 - February 1, 2019
NATURAL SELECTION FINANCIAL, INC.
March 9, 2006 - February 4, 2009
NATURAL SELECTION FINANCIAL, INC.
Primary Firm SEC Registration
ATS WEALTH MANAGEMENT
CRD#: 137705 / SEC#: 801-119682
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
ATS WEALTH MANAGEMENT
CRD#: 137705 / SEC#: 801-119682
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,047 |
| AUM (Assets Under Management) | $ 292,284,540 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
