HB
Harry V. Barton
BARTON ADVISORY SERVICES, L.L.C.
Lafayette, LA 70503
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CRD#: 5049051
HB
Professional summary
Harry Vaughan Barton is a registered financial advisor currently at BARTON ADVISORY SERVICES, L.L.C. located in Lafayette, Louisiana.
Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Harry has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) I AM A CPA; HARRY V. BARTON CPA LLC IN LAFAYETTE, LA. I AM THE OWNER OF THE CPA FIRM SINCE OCTOBER 1986. THE CPA BUSINESS IS NOT INVESTMENT-RELATED. DUTIES INCLUDE PROVIDING TAX ADVICE AND TAX FILING SERVICES ALONG WITH MANAGEMENT OF THE DAY-TO-DAY OPERATIONS OF THE BUSINESS. AMOUNT OF TIME DEVOTED TO THIS BUSINESS IS APPROXIMATELY 16 HOURS PER MONTH, ALL OF WHICH OCCUR DURING SECURITIES TRADING HOURS. 2) FIRST HORIZON BANK (FORMERLY IBERIA BANK), NOT INVESTMENT RELATED. THE ADDRESS IS 200 WEST CONGRESS STREET, LAFAYETTE, LA 70501 (HEADQUARTERS ARE LOCATED IN MEMPHIS TN). BOARD MEMBER SINCE APRIL 1993. APPROXIMATELY 25 HOURS PER MONTH ARE DEVOTED TO THE BUSINESS. APPROXIMATELY 15 HOURS PER MONTH DURING TRADING HOURS. DUTIES INCLUDE OVERSEEING CORPORATE STRATEGIES, STRATEGIC PLANNING, INTERNAL AUDIT. 3) I AM A CONSULTANT FOR POSTLETHWAITE & NETTERVILLE IN LAFAYETTE, LA SINCE FEBRUARY OF 2021. THE BUSINESS IS AN ACCOUNTING SERVICES FIRM AND IT IS NOT INVESTMENT-RELATED. DUTIES INCLUDE CONSULTING WITH THE FIRM'S CLIENTS ON TAX MATTERS. AMOUNT OF TIME DEVOTED TO THIS BUSINESS IS 20 HOURS PER MONTH DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 9, 2008 - Present
BARTON ADVISORY SERVICES, L.L.C.
Office #1: 341 Doucet Road Suite B, Lafayette, LA 70503RIA
CRD#: 137694
Lafayette, LA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(10/9/2008)
IAR
Texas(5/13/2015)
Current Firm
BA
BARTON ADVISORY SERVICES, L.L.C.
BARTON ADVISORY SERVICES, L.L.C.
CRD#: 137694 / SEC#:
Louisiana
Registered Investment Advisory firm - (10/25/2005 Approved)Texas
Registered Investment Advisory firm - (5/13/2015 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
341 Doucet Road Suite B, Lafayette, LA 70503
Mailing Address
Phone number
(337) 278-2723
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 128 |
| AUM (Assets Under Management) | $ 97,746,462 |
Red Flags
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Company Information
BARTON ADVISORY SERVICES, L.L.C.
CRD#: 137694Lafayette, LA 70503TRUST BUT VERIFY
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