Terry X. Wu

TDIRECTION ASSET MANAGEMENT

San Francisco, CA 94116

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CRD#: 5049038

Professional summary

Terry Xing-zhao Wu, who also goes by XIng-zhao Wu, is a registered financial advisor currently at TDIRECTION ASSET MANAGEMENT located in San Francisco, California.

Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Terry has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Xing-Zhao Wu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TD & Christy Insurance Agency, LLC, Non-Investment Related, 715 El camino Real, Suite 202, San Bruno CA 94066. P&C Insurance. Limited Partner since October 2016. 10 hours/month, 0 hours/month during NAI business hours. Oversee Business Performance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Xing-zhao Wu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2017 - Present

TDIRECTION ASSET MANAGEMENT

Office #1: 2409 25th Ave, Suite 100, San Francisco, CA 94116

RIA

CRD#: 285730

San Francisco, CA

Past

November 9, 2018 - January 28, 2020

NI ADVISORS

RIA

CRD#: 134502

San Francisco, CA

Past

November 9, 2018 - January 28, 2020

NI ADVISORS

CRD#: 134502

San Francisco, CA

Past

April 4, 2016 - November 1, 2016

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

San Francisco, CA

Past

April 4, 2016 - November 1, 2016

USA FINANCIAL SECURITIES LLC

CRD#: 103857

San Francisco, CA

Past

December 12, 2005 - February 12, 2016

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

SAN MATEO, CA

Past

November 17, 2005 - February 12, 2016

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

SAN MATEO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/4/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/9/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2005

General Securities Representative Examination

Current Firm

TDIRECTION ASSET MANAGEMENT

TD ADVISORY GROUP | TDIRECTION ASSET MANAGEMENT | TD ADVISORY GROUP, LLC

CRD#: 285730 / SEC#:

California

Registered Investment Advisory firm - (5/3/2017 Approved)

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Contact information

Main Address

2409 25th Ave, Suite 100, San Francisco, CA 94116

Mailing Address

715 El Camino Real Suite 202, San Bruno, CA 94066

Phone number

(877) 243-2323

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 16,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Terry X. Wu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Xing-zhao Wu's CRS (Customer Relationship Summary).

Certified licenses

Experience

NI ADVISORS

NI ADVISORS

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/2021

Series 66

Date: 12/9/2005

SIE

Date: 11/1/2016

Series 7

Date: 11/16/2005

Current Firm

TDIRECTION ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TDIRECTION ASSET MANAGEMENT

TRUST BUT VERIFY

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