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MS

Melissa B. Schegg

Some features on this profile are disabled
CRD#: 5049020
MS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Melissa Beth Schegg, who also goes by Melissa B Schegg, was a registered financial professional .

Melissa is a previously registered financial professional and started their career in finance in 2006. Melissa had worked at 4 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Melissa B Schegg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 15, 2010 - August 15, 2013

FMG DISTRIBUTORS, INC.

BD
CRD#: 29243
NEW CANAAN, CT
Past

June 4, 2007 - January 29, 2010

TOUCHSTONE ADVISORS INC

RIA
CRD#: 107028
CINCINNATI, OH
Past

June 4, 2007 - January 29, 2010

TOUCHSTONE SECURITIES, INC.

BD
CRD#: 1526
NORWALK, CT
Past

January 16, 2006 - June 4, 2007

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
HARTFORD, CT
Past

January 1, 2006 - June 4, 2007

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/13/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/28/2005
General Securities Representative Examination

Current Firm

FD
FMG DISTRIBUTORS, INC.
FMG DISTRIBUTORS, INC.

CRD#: 29243 / SEC#: , 8-44258

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
557 Oenoke Ridge Road, New Canaan, CT 06840
Mailing Address
557 Oenoke Ridge Road, New Canaan, CT 06840
Phone number
(203) 354-4910
Established
Connecticut since 09/19/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KAISER, JAMES GERARDPRESIDENT-CCO

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FMG DISTRIBUTORS, INC.

CRD#: 29243

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