JM
Jonathan J. Meyers
LPL ENTERPRISE
WAKEFIELD, MA 01880
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CRD#: 5048843
JM
Professional summary
Jonathan Jed Meyers, who also goes by Jonathan J Meyers, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Wakefield, Massachusetts.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jonathan has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jonathan J Meyers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Jed Meyers's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Jed Meyers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 500 Edgewater Drive Suite 595, Wakefield, MA 01880RIA
BD
CRD#: 8733
WAKEFIELD, MA
Current
January 17, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 500 Edgewater Drive Suite 595, Wakefield, MA 01880RIA
BD
CRD#: 8733
WAKEFIELD, MA
Past
September 29, 2021 - September 16, 2024
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
SAUGUS, MA
Past
September 9, 2021 - September 16, 2024
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
SAUGUS, MA
Past
June 21, 2019 - September 8, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Danvers, MA
Past
May 30, 2019 - September 8, 2021
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Danvers, MA
Past
February 28, 2017 - June 6, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
WALTHAM, MA
Past
January 27, 2017 - June 6, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
WALTHAM, MA
Past
July 5, 2016 - January 20, 2017
TRILOGY CAPITAL, INC.
RIA
CRD#: 281597
Woburn, MA
Past
October 28, 2010 - January 3, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
WOBURN, MA
Past
October 26, 2010 - January 3, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
WOBURN, MA
Past
June 18, 2009 - October 19, 2010
WESTMINSTER FINANCIAL ADVISORY CORP
RIA
CRD#: 110283
BEAVERCREEK, OH
Past
April 29, 2009 - October 19, 2010
WESTMINSTER FINANCIAL SECURITIES, INC.
BD
CRD#: 20677
WEST PALM BEACH, FL
Past
March 7, 2006 - May 13, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PALM BEACH GARDENS, FL
Past
January 13, 2006 - May 13, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
PALM BEACH GARDENS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/17/2025)
RR
Maine(8/13/2025)
RR
Massachusetts(1/17/2025)
IAR
Massachusetts(2/6/2025)
RR
New York(1/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
CRD#: 8733Wakefield, MA 01880TRUST BUT VERIFY
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