Matthew L. Spring
Professional summary
Matthew Lawson Spring is a registered financial professional currently at ABERDEEN FUND DISTRIBUTORS, LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2005. Matthew has worked at 5 firms and has passed the Series 66, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Lawson Spring's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2019 - Present
ABERDEEN FUND DISTRIBUTORS, LLC
Office #1: 875 Third Ave 4th Floor, New York, NY 10022July 31, 2014 - October 18, 2018
MORGAN STANLEY & CO. LLC
July 18, 2011 - August 19, 2014
MORGAN STANLEY
July 18, 2011 - August 19, 2014
MORGAN STANLEY
April 19, 2007 - April 18, 2011
STONE & YOUNGBERG LLC
April 19, 2007 - April 18, 2011
STONE & YOUNGBERG LLC
January 25, 2006 - January 16, 2007
M.L. STERN & CO., LLC.
December 8, 2005 - January 16, 2007
M.L. STERN & CO., LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/1/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
ABERDEEN FUND DISTRIBUTORS, LLC
CRD#: 146230 / SEC#: , 8-67799
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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