Christopher G. Girbes-pierce

FIVE OCEANS ADVISORS

Santa Monica, CA

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CRD#: 5047367

Professional summary

Christopher Guillermo Girbes-pierce, CFP®, who also goes by Christopher Girbes, is a registered financial advisor currently at FIVE OCEANS ADVISORS located in Santa Monica, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Christopher has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Girbes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Guillermo Girbes-pierce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 129052

EDWARDSVILLE, IL

Past

June 21, 2006 - February 9, 2009

ALTA VISTA FINANCIAL, INC.

CRD#: 136980

CARLSBAD, CA

Past

January 10, 2006 - February 9, 2009

KINSELL, NEWCOMB & DE DIOS, INC

CRD#: 16427

CARLSBAD, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIVE OCEANS ADVISORS

FIVE OCEANS ADVISORS | FIVE OCEANS ADVISORS LLC

CRD#: 308377 / SEC#: 801-118502

RIA

Registered Investment Advisory firm - (4/23/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/29/2020)

IAR

Florida
(4/21/2025)

IAR

Texas
(9/4/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/26/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/9/2006

General Securities Representative Examination

Current Firm

FIVE OCEANS ADVISORS

FIVE OCEANS ADVISORS | FIVE OCEANS ADVISORS LLC

CRD#: 308377 / SEC#: 801-118502

RIA

Registered Investment Advisory firm - (4/23/2020 Approved)

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Contact information

Main Address

Santa Monica, CA

Mailing Address

Phone number

(310) 507-9180

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- FIVE OCEANS ADVISORS LLC (2/21/2025)

Regulatory assets under management

Total Number of Accounts	532
AUM (Assets Under Management)	$ 408,116,922

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2025	Cover Page	Report
12/11/2024	Cover Page	Report
01/30/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher G. Girbes-pierce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Guillermo Girbes-pierce's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVICEPERIOD, LLC

ENLIGHTENED WEALTH MANAGEMENT, LLC

MONEYZEN WEALTH MANAGEMENT, LLC

BUCKINGHAM STRATEGIC WEALTH, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

ALTA VISTA FINANCIAL, INC.

KINSELL, NEWCOMB & DE DIOS, INC

Primary Firm SEC Registration

FIVE OCEANS ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/2010

Series 63

Date: 1/26/2006

Series 7

Date: 1/9/2006

Current Firm

FIVE OCEANS ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIVE OCEANS ADVISORS

TRUST BUT VERIFY

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