JK
Jesse T. Kovacs
PTS BROKERAGE
Forked River, NJ
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CRD#: 5047161
JK
Jesse Todd KovacsPTS BROKERAGE
Professional summary
Jesse Todd Kovacs, who also goes by Jesse T Kovacs, is a registered financial advisor currently at PTS BROKERAGE, LLC located in Forked River, New Jersey.
Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jesse has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
Jesse T Kovacs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Kovacs Financial Group Inc DBA Kovacs Wealth Management; investment related; 101 Manchester Avenue, Forked River NJ 08731; life insurance sales and disability insurance sales;President and CEO; 2009; 10 hours/month (0 during market hours); sales of insurance products. 2) Hoosier Daddy, LLC / Not Investment Related / 101 Manchester Avenue, Forked River, NJ 08731 / Sale of race car tires / Start Date 03/2021 / 4 hours/month 0 during trading
CRS (Client Relationship Summary) - RIA
Click below to view Jesse Todd Kovacs's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jesse Todd Kovacs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 11, 2021 - Present
PTS BROKERAGE, LLC
RIA
BD
CRD#: 119307
Forked River, NJ
Current
August 23, 2019 - Present
PTS BROKERAGE, LLC
RIA
BD
CRD#: 119307
Forked River, NJ
Past
February 23, 2016 - May 31, 2019
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
Forked River, NJ
Past
November 11, 2013 - February 18, 2016
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
EDISON, NJ
Past
February 23, 2010 - October 28, 2011
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
BEACHWOOD, NJ
Past
March 20, 2007 - November 17, 2009
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
TOTOWA, NJ
Past
December 15, 2006 - March 13, 2007
NYLIFE SECURITIES LLC
BD
CRD#: 5167
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PTS BROKERAGE, LLC
PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | PTS BROKERAGE, LLC
CRD#: 119307 / SEC#: 801-136814, 8-65173
RIA
Registered Investment Advisory firm - SEC (9/11/2026 Approved)Delaware
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)Florida
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)Maryland
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)New Jersey
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)New York
Registered Investment Advisory firm - SEC (9/14/2026 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (9/15/2026 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Delaware(1/14/2026)
RR
New Jersey(9/20/2019)
IAR
New Jersey(6/11/2021)
RR
New York(9/23/2019)
IAR
New York(7/13/2021)
IAR
Pennsylvania(10/8/2024)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6
Passed: 12/14/2006
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
Current Firm
PB
PTS BROKERAGE, LLC
PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | PTS BROKERAGE, LLC
CRD#: 119307 / SEC#: 801-136814, 8-65173
RIA
Registered Investment Advisory firm - SEC (9/11/2026 Approved)Delaware
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)Florida
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)Maryland
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)New Jersey
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)New York
Registered Investment Advisory firm - SEC (9/14/2026 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (9/15/2026 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
125 Gaither Drive 125 C Gaither Dr, Mt. Laurel, NJ 08054
Mailing Address
125 Gaither Drive Suite C, Mount Laurel, NJ 08054-1706
Phone number
(856) 802-9400
Established
New Jersey since 10/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
18
SEC notice filing (8 States and Territories)
FINRA licenses (16 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 131,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
