Richard Allen Ahmann
Professional Summary
Richard Allen Ahmann, who also goes by Rick Ahmann, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 2005 - 2011. Richard had worked at 2 firms and has passed the Series 63 and Series 22 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rick Ahmann
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
EXCEL FINANCIAL, INC. | SABRE SECURITIES CORPORATION | PLANNED EQUITIES INC. | PARR FINANCIAL, INC. | OMNI BROKERAGE, INC.
Contact Information
Established
Utah since 04/15/1985Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OMNI HOLDINGS, LLC | LIMITED LIABILITY COMPANY | — |
| BEYNON, GARY RAY | MANAGING DIRECTOR | 1328991 |
| BRADBURN, KEVIN CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2718206 |
| BRADBURN, KEVIN CHRISTOPHER | CHIEF OPERATING OFFICER | 2718206 |
| PAUL, GREGORY SCOTT | PRESIDENT | 1300697 |
| PAUL, GREGORY SCOTT | CHIEF EXECUTIVE OFFICER | 1300697 |
| WILLIAMS, ERIC JAMES | FINANCIAL & OPERATIONS OFFICER | 5254730 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Nov 2005About the Series 22 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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