Charles M. Steele

STEELE FINANCIAL STUDIOS

ATLANTA, GA 30339

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CRD#: 5046379

Professional summary

Charles Mcclendon Steele, CFP® is a registered financial advisor currently at STEELE FINANCIAL STUDIOS located in Atlanta, Georgia.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Charles has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Not investment-related; Atalanta, GA, 30339; Insurance sales; Implementation of insurance recommendations; 5 hours per month, 0 during trading hours; Licensed insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Mcclendon Steele's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

July 24, 2025 - Present

STEELE FINANCIAL STUDIOS

Office #1: 3101 Cobb Pkwy Se Suite 124, Atlanta, GA 30339

RIA

CRD#: 336717

ATLANTA, GA

Past

July 3, 2017 - July 23, 2025

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Alpharetta, GA

Past

May 31, 2017 - July 23, 2025

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

ALPHARETTA, GA

Past

November 17, 2015 - June 22, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Atlanta, GA

Past

November 16, 2015 - June 22, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Atlanta, GA

Past

June 10, 2009 - December 11, 2015

EQUITY SERVICES, INC.

RIA

CRD#: 265

ATLANTA, GA

Past

June 9, 2009 - December 11, 2015

EQUITY SERVICES, INC.

CRD#: 265

ATLANTA, GA

Past

January 25, 2006 - May 20, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ATLANTA, GA

Past

January 1, 2006 - May 20, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(7/24/2025)

IAR

Virginia
(7/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/19/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2005

General Securities Representative Examination

Current Firm

STEELE FINANCIAL STUDIOS

STEELE ADVISORY LLC | STEELE FINANCIAL STUDIOS

CRD#: 336717 / SEC#:

Georgia

Registered Investment Advisory firm - (7/24/2025 Approved)

Virginia

Registered Investment Advisory firm - (7/25/2025 Approved)

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Contact information

Main Address

3101 Cobb Pkwy Se Suite 124, Atlanta, GA 30339

Mailing Address

Phone number

(404) 850-4010

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles M. Steele

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Mcclendon Steele's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEELE FINANCIAL STUDIOS

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/19/2006

SIE

Date: 10/1/2018

Series 7

Date: 12/22/2005

Current Firm

STEELE FINANCIAL STUDIOS

Contact information

Documents

Red Flags

Company Information

STEELE FINANCIAL STUDIOS

TRUST BUT VERIFY

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