Jonathan K. Lawton

OPENAIR FINANCIAL

Dallas, TX 75248

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CRD#: 5046284

Professional summary

Jonathan Kent Lawton, CFP®, who also goes by Jon Lawton, is a registered financial advisor currently at OPENAIR FINANCIAL, LLC located in Dallas, Texas.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jonathan has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Lawton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OPENAIR ADVISORY - INVESTMENT RELATED SOUTHLAKE, TX SELLING INSURANCE INSURANCE AGENT 05/2019 START DATE 10 HOURS PER MONTH; 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Kent Lawton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

May 29, 2019 - Present

OPENAIR FINANCIAL, LLC

Office #1: 17000 Dallas Parkway Suite 102, Dallas, TX 75248

RIA

CRD#: 300362

Dallas, TX

Past

December 2, 2015 - December 31, 2018

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

Fort Worth, TX

Past

June 3, 2014 - June 14, 2019

LAKE POINT WEALTH MANAGEMENT, LLC

RIA

CRD#: 170398

HEATH, TX

Past

August 10, 2011 - February 24, 2014

COMERICA SECURITIES

CRD#: 17079

DALLAS, TX

Past

August 5, 2011 - February 24, 2014

COMERICA SECURITIES

RIA

CRD#: 17079

DALLAS, TX

Past

January 3, 2006 - January 27, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

ADDISON, TX

Past

November 18, 2005 - January 28, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

ADDISON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPENAIR FINANCIAL, LLC

CRD#: 300362 / SEC#: 801-127377

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

Texas

Registered Investment Advisory firm - (2/27/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/1/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/17/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/29/2008

General Securities Principal Examination

Current Firm

OPENAIR FINANCIAL, LLC

CRD#: 300362 / SEC#: 801-127377

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

Texas

Registered Investment Advisory firm - (2/27/2023 Terminated)

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Contact information

Main Address

280 Miron Drive, Southlake, TX 76092

Mailing Address

Phone number

(214) 233-6059

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A&2B SEC (2/19/2025)

Regulatory assets under management

Total Number of Accounts	1,024
AUM (Assets Under Management)	$ 280,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan K. Lawton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Kent Lawton's CRS (Customer Relationship Summary).

Certified licenses

Experience

G.F. INVESTMENT SERVICES, LLC

LAKE POINT WEALTH MANAGEMENT, LLC

COMERICA SECURITIES

COMERICA SECURITIES

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

OPENAIR FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/1/2005

SIE

Date: 10/1/2018

Series 7

Date: 11/17/2005

Series 24

Date: 1/29/2008

Current Firm

OPENAIR FINANCIAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPENAIR FINANCIAL, LLC

TRUST BUT VERIFY

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