CR

Cheryl B. Rogers

FOCUSPOINT PRIVATE CAPITAL GROUP
New York, NY 10019
Some features on this profile are disabled
CRD#: 5046275
CR

Professional summary


Cheryl Burdick Rogers, who also goes by Cheryl Lynn Burdick, Cheryl Lynn Rogers, is a registered financial professional currently at FOCUSPOINT PRIVATE CAPITAL GROUP located in New York, New York.

Cheryl is registered as a RR (Registered Representative) and started their career in finance in 2007. Cheryl has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cheryl Lynn Burdick | Cheryl Lynn Rogers

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Cheryl Burdick Rogers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 20, 2010 - Present

FOCUSPOINT PRIVATE CAPITAL GROUP

Office #1: 712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019
BD
CRD#: 122341
New York, NY
Past

March 1, 2007 - April 9, 2010

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/21/2014)
RR
Connecticut
(4/20/2010)
RR
District of Columbia
(5/12/2010)
RR
Florida
(8/23/2010)
RR
Georgia
(5/14/2010)
RR
Louisiana
(10/18/2021)
RR
Maryland
(5/11/2010)
RR
Massachusetts
(5/17/2010)
RR
Michigan
(4/21/2021)
RR
New Jersey
(4/20/2010)
RR
New York
(4/20/2010)
RR
North Carolina
(5/12/2010)
RR
Ohio
(1/10/2011)
RR
South Carolina
(5/7/2010)
RR
Tennessee
(10/29/2013)
RR
Virginia
(4/20/2010)

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FP
FOCUSPOINT PRIVATE CAPITAL GROUP
FOCUSPOINT PRIVATE CAPITAL GROUP | LIBERTY PACIFIC SECURITIES, LLC | G2 SECURITIES, LLC | FPCG, LLC | FORBES PRIVATE CAPITAL GROUP

CRD#: 122341 / SEC#: , 8-65488

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019
Mailing Address
712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019
Phone number
(212) 887-1137
Established
Washington since 04/16/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
FPCG HOLDING SPV, LLCMEMBER
CHIN, PHYLLIS NYUK FAHFINOP, PFO, POO6250921
CONROD, DAVID LUCASPRINCIPAL; PRESIDENT (09/2010)2400517
MATTIELLI, LOUIS DOMENICCHIEF COMPLIANCE OFFICER1074096

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FOCUSPOINT PRIVATE CAPITAL GROUP

CRD#: 122341New York, NY 10019

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