Zicheng H. Zhang

WALLACHBETH CAPITAL

JERSEY CITY, NJ 07311

CRD#: 5045996

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Professional summary

Zicheng Hearst Zhang, who also goes by Hearst Zhang, Hong Zhang, is a registered financial professional currently at WALLACHBETH CAPITAL LLC located in Jersey City, New Jersey.

Zicheng is registered as a RR (Registered Representative) and started their career in finance in 2006. Zicheng has worked at 8 firms and has passed the Series 63, Series 3, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Hearst Zhang | Hong Zhang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zicheng Hearst Zhang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2013 - Present

WALLACHBETH CAPITAL LLC

Office #1: Harborside Financial Center Plaza 5 185 Hudson Street, Suite 1410, Jersey City, NJ 07311

CRD#: 147853

JERSEY CITY, NJ

Past

March 29, 2012 - December 20, 2012

LOUIS CAPITAL MARKETS, LLC

CRD#: 48013

PARIS,

Past

July 6, 2011 - February 23, 2012

NEWEDGE USA, LLC

CRD#: 36118

NEW YORK, NY

Past

May 26, 2010 - April 27, 2011

FIRST LIBERTIES FINANCIAL

CRD#: 14432

TAMPA, FL

Past

April 6, 2009 - July 27, 2010

AVANZA CAPITAL MARKETS INC.

CRD#: 103941

NEW YORK, NY

Past

May 22, 2008 - March 12, 2009

MERIDIAN EQUITY PARTNERS, INC.

CRD#: 133849

NEW YORK, NY

Past

April 3, 2008 - May 28, 2008

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

NEW YORK, NY

Past

March 14, 2006 - December 14, 2007

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/6/2019)

Connecticut
(1/27/2014)

New Jersey
(1/28/2014)

New York
(1/16/2013)

Exams

State Security Law Exam

Series 63

Date: 3/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/14/2024

National Commodity Futures Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/2/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/13/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/30/2010

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/12/2007

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

WALLACHBETH CAPITAL LLC

CRD#: 147853 / SEC#: , 8-67936

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1001 Yamato Rd. Suite 404, Boca Raton, FL 33431

Mailing Address

1001 Yamato Rd. Suite 404, Boca Raton, FL 33431

Phone number

(646) 237-8585

Established

New York since 05/05/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (44 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WALLACHBETH HOLDINGS LLC	95% OWNER
SAGO MANAGEMENT, LLC	5% OWNER
BETH, DAVID JAY	COO/PRESIDENT/ MANAGING MEMBER	2470494
OH, SEUNG CHEOL	CFO, FNOP	4632040
SCHWEITZER, ERIC BRUCE	CHIEF COMPLIANCE OFFICER	1036891
WALLACH, MICHAEL CONRAD	CHIEF EXECUTIVE OFFICER/MANAGING MEMBER	2376092

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Zicheng H. Zhang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zicheng Hearst Zhang's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOUIS CAPITAL MARKETS, LLC

NEWEDGE USA, LLC

FIRST LIBERTIES FINANCIAL

AVANZA CAPITAL MARKETS INC.

MERIDIAN EQUITY PARTNERS, INC.

FIS BROKERAGE & SECURITIES SERVICES LLC

COMMERZ MARKETS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/27/2006

Series 3

Date: 11/14/2024

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 7/2/2007

Series 7

Date: 3/13/2006

Series 4

Date: 3/30/2010

Series 24

Date: 2/12/2007

FINRA

Nasdaq Stock Market

Current Firm

WALLACHBETH CAPITAL LLC

Contact information

FINRA licenses (44 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WALLACHBETH CAPITAL LLC

TRUST BUT VERIFY

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